Search Result

441 - 460 of 653 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

PERG 8.32 Arranging deals in investments

As Published: 2005

PERG 8.32 Arranging deals in investments

DISP INTRO 1 Introduction

As Published: 2004

DISP INTRO 1 Introduction

PERG 8.1 Application and purpose

As Published: 2005

PERG 8.1 Application and purpose

CRED App 1.1 This is the table referred to in CRED 2.2.2G.

As Published: 2002

CRED App 1.1 This is the table referred to in CRED 2.2.2G.

LR 10.2 Classifying transactions

As Published: 2005

LR 10.2 Classifying transactions

LR 3.3 Equity securities

As Published: 2005

LR 3.3 Equity securities

LR 5.5 Miscellaneous

As Published: 2005

LR 5.5 Miscellaneous

DISP App 1.2 Eligible complaint

As Published: 2002

DISP App 1.2 Eligible complaint

SUP 6.1 Application and purpose

As Published: 2004

SUP 6.1 Application and purpose

SUP 4.1 Application

As Published: 2003

SUP 4.1 Application

LR 8.1 Application

As Published: 2005

LR 8.1 Application

LR 9.8 Annual report and accounts

As Published: 2005

LR 9.8 Annual report and accounts

DISP 2.3 Time Limits for referral of complaints to the Financial Ombudsman Service

As Published: 2003

DISP 2.3 Time Limits for referral of complaints to the Financial Ombudsman Service

SUP 2.4 'Mystery shopping'

As Published: 2005

SUP 2.4 'Mystery shopping'

DISP App 1.5 Determination of complaints

As Published: 2002

DISP App 1.5 Determination of complaints

DTR 2.2 Disclosure of inside information

As Published: 2005

DTR 2.2 Disclosure of inside information

DTR 1.4 Suspension of trading

As Published: 2005

DTR 1.4 Suspension of trading

LR App 2.1 The provisions outlined in LR App 2.1 in relation to fees are set out in FEES 3 and 4

As Published: 2005

LR App 2.1 The provisions outlined in LR App 2.1 in relation to fees are set out in FEES 3 and 4

MCOB 5.4 Illustrations: general

As Published: 2004

MCOB 5.4 Illustrations: general

APER 1.2 Purpose

As Published: 2001

APER 1.2 Purpose