Search Result

361 - 380 of 677 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

REC 6.5 FSA decision on recognition

As Published: 2001

REC 6.5 FSA decision on recognition

REC 2.5A Guidance on Public Interest Disclosure Act: Whistleblowing

As Published: 2003

REC 2.5A Guidance on Public Interest Disclosure Act: Whistleblowing

MCOB 9.3 Pre-application disclosure

As Published: 2004

MCOB 9.3 Pre-application disclosure

GEN 4.3 Letter disclosure

As Published: 2005

GEN 4.3 Letter disclosure

DTR 2.7 Dealing with rumours

As Published: 2005

DTR 2.7 Dealing with rumours

MCOB 6.1 Application

As Published: 2004

MCOB 6.1 Application

SUP 4.3 Appointment of actuaries

As Published: 2004

SUP 4.3 Appointment of actuaries

PERG 5.11 Other aspects of exclusions

As Published: 2005

PERG 5.11 Other aspects of exclusions

COND 2.2 Threshold condition 2: Location of offices

As Published: 2004

COND 2.2 Threshold condition 2: Location of offices

FEES 2.3 Relieving Provisions

As Published: 2006

FEES 2.3 Relieving Provisions

COB 7.2 Churning and switching

As Published: 2001

COB 7.2 Churning and switching

COLL 5.5 Cash, borrowing, lending and other provisions

As Published: 2006

COLL 5.5 Cash, borrowing, lending and other provisions

SUP 11.1 Application

As Published: 2001

SUP 11.1 Application

REC 2.1 Introduction

As Published: 2005

REC 2.1 Introduction

REC 4.1 Application and purpose

As Published: 2001

REC 4.1 Application and purpose

COLL 1.2 Types of authorised fund

As Published: 2004

COLL 1.2 Types of authorised fund

MAR 1.10 Statutory exceptions

As Published: 2001

MAR 1.10 Statutory exceptions

COLL 7.6 Schemes of arrangement

As Published: 2004

COLL 7.6 Schemes of arrangement

PERG 8.8 Having an effect in the United Kingdom

As Published: 2005

PERG 8.8 Having an effect in the United Kingdom

CASS 5.6 Client money distribution

As Published: 2004

CASS 5.6 Client money distribution