Search Result

341 - 360 of 638 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

DTR 1.4 Suspension of trading

As Published: 2005

DTR 1.4 Suspension of trading

DTR 1.5 Fees, market abuse safe harbours and sanctions

As Published: 2005

DTR 1.5 Fees, market abuse safe harbours and sanctions

PR 2.5 Omission of information

As Published: 2005

PR 2.5 Omission of information

PR 5.3 Certificate of approval

As Published: 2005

PR 5.3 Certificate of approval

SUP 15.4 Notified persons

As Published: 2001

SUP 15.4 Notified persons

SUP App 3.10 Mapping of Insurance Directives to the Regulated Activities Order

As Published: 2004

SUP App 3.10 Mapping of Insurance Directives to the Regulated Activities Order

REC 6.5 FSA decision on recognition

As Published: 2001

REC 6.5 FSA decision on recognition

PR App 1.1

As Published: 2005

PR App 1.1

COLL 5.1 Introduction

As Published: 2004

COLL 5.1 Introduction

SUP 5.4 Appointment and reporting process

As Published: 2001

SUP 5.4 Appointment and reporting process

REC 6.1 Introduction and legal background

As Published: 2001

REC 6.1 Introduction and legal background

COLL 5.3 Derivative exposure

As Published: 2005

COLL 5.3 Derivative exposure

FEES 4.1 Introduction

As Published: 2005

FEES 4.1 Introduction

MAR 1.1 Application and interpretation

As Published: 2002

MAR 1.1 Application and interpretation

PERG 7.1 Application and purpose

As Published: 2005

PERG 7.1 Application and purpose

GEN 1.2 Referring to approval by the FSA

As Published: 2005

GEN 1.2 Referring to approval by the FSA

COB 11.8 Proper advice

As Published: 2001

COB 11.8 Proper advice

PERG 8.8 Having an effect in the United Kingdom

As Published: 2005

PERG 8.8 Having an effect in the United Kingdom

PERG 9.11 Frequently Asked Questions

As Published: 2005

PERG 9.11 Frequently Asked Questions

SUP 11.8 Changes in the circumstances of existing controllers

As Published: 2004

SUP 11.8 Changes in the circumstances of existing controllers