Search Result

241 - 260 of 606 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

MCOB 1.6 Application in relation to the Consumer Credit Act 1974

As Published: 2004

MCOB 1.6 Application in relation to the Consumer Credit Act 1974

COLL 7.4 Winding up an AUT and terminating a sub-fund of an AUT

As Published: 2004

COLL 7.4 Winding up an AUT and terminating a sub-fund of an AUT

MCOB 9.3 Pre-application disclosure

As Published: 2004

MCOB 9.3 Pre-application disclosure

LR 18.2 Requirements for listing

As Published: 2005

LR 18.2 Requirements for listing

SUP 3.10 Duties of auditors: notification and report on client assets

As Published: 2004

SUP 3.10 Duties of auditors: notification and report on client assets

SUP 13.7 Changes to cross border services

As Published: 2001

SUP 13.7 Changes to cross border services

LR 15.2 Requirements for listing

As Published: 2005

LR 15.2 Requirements for listing

ICOB 6.1 Application and purpose

As Published: 2004

ICOB 6.1 Application and purpose

PERG 6.6 The factors

As Published: 2005

PERG 6.6 The factors

FEES 5.7 Payment

As Published: 2006

FEES 5.7 Payment

COLL 6.5 Appointment and replacement of the authorised fund manager and the depositary

As Published: 2006

COLL 6.5 Appointment and replacement of the authorised fund manager and the depositary

CASS 5.6 Client money distribution

As Published: 2004

CASS 5.6 Client money distribution

PERG 6.4 Limitations of this guidance

As Published: 2005

PERG 6.4 Limitations of this guidance

LR 2.2 Requirements for all securities

As Published: 2005

LR 2.2 Requirements for all securities

PRIN 1.2 Clients and the Principles

As Published: 2004

PRIN 1.2 Clients and the Principles

SUP 17.7 Method of making transaction reports

As Published: 2003

SUP 17.7 Method of making transaction reports

COB 11.7 Record Keeping

As Published: 2001

COB 11.7 Record Keeping

PERG 4.10 Exclusions applying to more than one regulated activity

As Published: 2005

PERG 4.10 Exclusions applying to more than one regulated activity

SUP 8.1 Application and purpose

As Published: 2003

SUP 8.1 Application and purpose

PERG 1.2 Introduction

As Published: 2005

PERG 1.2 Introduction