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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

LR App 2.1 The provisions outlined in LR App 2.1 in relation to fees are set out in FEES 3 and 4

As Published: 2005

LR App 2.1 The provisions outlined in LR App 2.1 in relation to fees are set out in FEES 3 and 4

SUP 3.10 Duties of auditors: notification and report on client assets

As Published: 2004

SUP 3.10 Duties of auditors: notification and report on client assets

COB 6.3 Post-sale confirmation: life policies

As Published: 2001

COB 6.3 Post-sale confirmation: life policies

GEN 5.1 Application and purpose

As Published: 2003

GEN 5.1 Application and purpose

SUP 7.1 Application and purpose

As Published: 2001

SUP 7.1 Application and purpose

PERG 7.6 Applications for a certificate

As Published: 2005

PERG 7.6 Applications for a certificate

MCOB 5.1 Application

As Published: 2004

MCOB 5.1 Application

COB 7.2 Churning and switching

As Published: 2001

COB 7.2 Churning and switching

REC 5.1 Introduction and legal background

As Published: 2001

REC 5.1 Introduction and legal background

PR App 1.1

As Published: 2005

PR App 1.1

SUP 2.3 Information gathering by the FSA on its own initiative: cooperation by firms

As Published: 2001

SUP 2.3 Information gathering by the FSA on its own initiative: cooperation by firms

SUP 2.2 Information gathering by the FSA on its own initiative: background

As Published: 2001

SUP 2.2 Information gathering by the FSA on its own initiative: background

ICOB 8.1 Application and purpose

As Published: 2005

ICOB 8.1 Application and purpose

PERG 4.1 Application and purpose

As Published: 2005

PERG 4.1 Application and purpose

FEES 6.1 Application

As Published: 2005

FEES 6.1 Application

ICOB 2.5 Exclusion of liability

As Published: 2005

ICOB 2.5 Exclusion of liability

REC 6.1 Introduction and legal background

As Published: 2001

REC 6.1 Introduction and legal background

DISP 2.3 Time Limits for referral of complaints to the Financial Ombudsman Service

As Published: 2003

DISP 2.3 Time Limits for referral of complaints to the Financial Ombudsman Service

FIT 1.3 Assessing fitness and propriety

As Published: 2003

FIT 1.3 Assessing fitness and propriety

ICOB 4.1 Application and purpose

As Published: 2006

ICOB 4.1 Application and purpose