Search Result

541 - 560 of 720 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

PERG 8.34 The business test

As Published: 2005

PERG 8.34 The business test

MCOB 1.5 Application to appointed representatives

As Published: 2004

MCOB 1.5 Application to appointed representatives

MCOB 7.6 Event-driven information

As Published: 2004

MCOB 7.6 Event-driven information

REC 3.17 Inability to discharge regulatory functions

As Published: 2001

REC 3.17 Inability to discharge regulatory functions

PERG 8.17A Financial promotions concerning insurance mediation activities

As Published: 2005

PERG 8.17A Financial promotions concerning insurance mediation activities

GEN 2.1 Application and purpose

As Published: 2004

GEN 2.1 Application and purpose

PERG 5.5 The regulated activities: dealing in contracts as agent

As Published: 2005

PERG 5.5 The regulated activities: dealing in contracts as agent

PERG 6.6 The factors

As Published: 2005

PERG 6.6 The factors

COB 4.2 Terms of business and client agreements with customers

As Published: 2003

COB 4.2 Terms of business and client agreements with customers

PERG 9.11 Frequently Asked Questions

As Published: 2005

PERG 9.11 Frequently Asked Questions

PERG 8.26 The investment must be a particular investment

As Published: 2005

PERG 8.26 The investment must be a particular investment

LR 14.2 Requirements for listing

As Published: 2005

LR 14.2 Requirements for listing

LR 10.5 Class 1 requirements

As Published: 2005

LR 10.5 Class 1 requirements

LR 19.1 Application

As Published: 2005

LR 19.1 Application

LR 19.2 Requirements for listing

As Published: 2005

LR 19.2 Requirements for listing

DISP 3.1 Application and Purpose

As Published: 2003

DISP 3.1 Application and Purpose

SUP App 2.10 Grant or variation of permission

As Published: 2001

SUP App 2.10 Grant or variation of permission

DTR 1.4 Suspension of trading

As Published: 2005

DTR 1.4 Suspension of trading

LR 18.4 Continuing obligations

As Published: 2005

LR 18.4 Continuing obligations

MCOB 5.2 Purpose

As Published: 2004

MCOB 5.2 Purpose