Search Result

461 - 480 of 669 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

PERG 2.4 Link between activities and the United Kingdom

As Published: 2005

PERG 2.4 Link between activities and the United Kingdom

DTR 1.3 Information gathering and publication

As Published: 2005

DTR 1.3 Information gathering and publication

GEN 4.2 Purpose

As Published: 2003

GEN 4.2 Purpose

PERG 8.20 Additional restriction on the promotion of collective investment schemes

As Published: 2005

PERG 8.20 Additional restriction on the promotion of collective investment schemes

REC 2.8 Settlement and clearing services

As Published: 2004

REC 2.8 Settlement and clearing services

LR 1.1 Introduction

As Published: 2005

LR 1.1 Introduction

SUP 11.2 Purpose

As Published: 2004

SUP 11.2 Purpose

SUP 15.5 Core information requirements

As Published: 2005

SUP 15.5 Core information requirements

FIT 1.3 Assessing fitness and propriety

As Published: 2003

FIT 1.3 Assessing fitness and propriety

REC 4.1 Application and purpose

As Published: 2001

REC 4.1 Application and purpose

CASS 1.3 General application: where?

As Published: 2004

CASS 1.3 General application: where?

PERG 8.11 Types of exemption under the Financial Promotion Order

As Published: 2005

PERG 8.11 Types of exemption under the Financial Promotion Order

LR 7.1 Application and purpose

As Published: 2005

LR 7.1 Application and purpose

SUP App 3.3 Background

As Published: 2004

SUP App 3.3 Background

CRED 7.1 Application, purpose and interpretation

As Published: 2004

CRED 7.1 Application, purpose and interpretation

PERG 5.4 The business test

As Published: 2005

PERG 5.4 The business test

MCOB 7.5 Statements

As Published: 2004

MCOB 7.5 Statements

LR 16.2 Requirements for listing

As Published: 2005

LR 16.2 Requirements for listing

PERG 7.6 Applications for a certificate

As Published: 2005

PERG 7.6 Applications for a certificate

REC 4.8 The section 298 procedure

As Published: 2001

REC 4.8 The section 298 procedure