Search Result

441 - 460 of 707 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

CRED 9.1 Application, purpose and interpretation

As Published: 2002

CRED 9.1 Application, purpose and interpretation

DISP App 1.1 Application and Purpose

As Published: 2005

DISP App 1.1 Application and Purpose

COLL 7.2 Suspension and restart of dealings

As Published: 2004

COLL 7.2 Suspension and restart of dealings

PR 2.3 Minimum information to be included in a prospectus

As Published: 2005

PR 2.3 Minimum information to be included in a prospectus

MAR 5.3 Notification of establishment of an ATS

As Published: 2004

MAR 5.3 Notification of establishment of an ATS

ICOB 5.3 Provision of information to retail customers

As Published: 2004

ICOB 5.3 Provision of information to retail customers

FIT 1.2 Introduction

As Published: 2003

FIT 1.2 Introduction

SUP 8.2 Introduction

As Published: 2003

SUP 8.2 Introduction

LR 12.4 Purchase of own equity shares

As Published: 2005

LR 12.4 Purchase of own equity shares

COB 3.5 General

As Published: 2001

COB 3.5 General

REC 2.4 Suitability

As Published: 2004

REC 2.4 Suitability

CRED 8.2 Components of capital

As Published: 2003

CRED 8.2 Components of capital

SUP 17.3 Introduction

As Published: 2001

SUP 17.3 Introduction

PERG 8.28 Advice or information

As Published: 2005

PERG 8.28 Advice or information

PR 2.4 Incorporation by reference

As Published: 2005

PR 2.4 Incorporation by reference

COB 2.2 Inducements and soft commission

As Published: 2001

COB 2.2 Inducements and soft commission

PERG 8.29 Advice must relate to the merits (of buying or selling a particular investment)

As Published: 2005

PERG 8.29 Advice must relate to the merits (of buying or selling a particular investment)

SUP 14.6 Cancelling qualification for authorisation

As Published: 2004

SUP 14.6 Cancelling qualification for authorisation

DTR 1.4 Suspension of trading

As Published: 2005

DTR 1.4 Suspension of trading

LR 10.5 Class 1 requirements

As Published: 2005

LR 10.5 Class 1 requirements