Search Result

361 - 380 of 673 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

SUP 18.1 Application

As Published: 2001

SUP 18.1 Application

LR 5.2 Cancelling listing

As Published: 2005

LR 5.2 Cancelling listing

PERG 11.2 Guidance on property investment clubs

As Published: 2006

PERG 11.2 Guidance on property investment clubs

CASS 5.6 Client money distribution

As Published: 2004

CASS 5.6 Client money distribution

COLL 9.4 Facilities in the United Kingdom

As Published: 2004

COLL 9.4 Facilities in the United Kingdom

REC 6.6 Supervision

As Published: 2001

REC 6.6 Supervision

REC 3.5 Disciplinary action and events relating to key individuals

As Published: 2001

REC 3.5 Disciplinary action and events relating to key individuals

SUP 11.5 Form of notification by firms

As Published: 2004

SUP 11.5 Form of notification by firms

FEES 2.1 Introduction

As Published: 2005

FEES 2.1 Introduction

COB 1.1 Application and Purpose

As Published: 2001

COB 1.1 Application and Purpose

SUP 2.1 Application and purpose

As Published: 2003

SUP 2.1 Application and purpose

PERG 8.29 Advice must relate to the merits (of buying or selling a particular investment)

As Published: 2005

PERG 8.29 Advice must relate to the merits (of buying or selling a particular investment)

DISP 3.1 Application and Purpose

As Published: 2003

DISP 3.1 Application and Purpose

PERG 8.6 Communicate

As Published: 2005

PERG 8.6 Communicate

COB 2.1 Clear, fair and not misleading communication

As Published: 2001

COB 2.1 Clear, fair and not misleading communication

MCOB 5.2 Purpose

As Published: 2004

MCOB 5.2 Purpose

COND 2.2 Threshold condition 2: Location of offices

As Published: 2004

COND 2.2 Threshold condition 2: Location of offices

PERG 8.10 Types of financial promotion

As Published: 2005

PERG 8.10 Types of financial promotion

REC 2.2 Method of satisfying the recognition requirements

As Published: 2004

REC 2.2 Method of satisfying the recognition requirements

REC 3.15 Suspension of services and inability to operate facilities

As Published: 2001

REC 3.15 Suspension of services and inability to operate facilities