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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

APER 4.3 Statement of Principle 3

As Published: 2001

APER 4.3 Statement of Principle 3

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SUP 16.10 Verification of standing data

As Published: 2004

SUP 16.10 Verification of standing data

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SYSC 2.2 Recording the apportionment

As Published: 2001

SYSC 2.2 Recording the apportionment

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COB 11.7 Record Keeping

As Published: 2001

COB 11.7 Record Keeping

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PERG 8.32 Arranging deals in investments

As Published: 2005

PERG 8.32 Arranging deals in investments

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PR 5.3 Certificate of approval

As Published: 2005

PR 5.3 Certificate of approval

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SUP 16.11 Product Sales Data Reporting

As Published: 2004

SUP 16.11 Product Sales Data Reporting

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SUP 7.3 Criteria for varying a firm's permission

As Published: 2004

SUP 7.3 Criteria for varying a firm's permission

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COB 2.2 Inducements and soft commission

As Published: 2001

COB 2.2 Inducements and soft commission

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SUP 5.2 The FSA's power

As Published: 2001

SUP 5.2 The FSA's power

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SUP 2.4 'Mystery shopping'

As Published: 2005

SUP 2.4 'Mystery shopping'

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SUP 9.3 Giving individual guidance to a firm on the FSA's own initiative

As Published: 2004

SUP 9.3 Giving individual guidance to a firm on the FSA's own initiative

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REC 6.8 Powers of direction and revocation of recognition orders

As Published: 2001

REC 6.8 Powers of direction and revocation of recognition orders

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PR 1.1 Preliminary

As Published: 2005

PR 1.1 Preliminary

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MCOB 2.8 Record keeping

As Published: 2004

MCOB 2.8 Record keeping

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REC 3.9 Fees and incentive schemes

As Published: 2001

REC 3.9 Fees and incentive schemes

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SUP 9.4 Reliance on individual guidance

As Published: 2001

SUP 9.4 Reliance on individual guidance

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REC 3.19 Investigations

As Published: 2001

REC 3.19 Investigations

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DTR 1.5 Fees, market abuse safe harbours and sanctions

As Published: 2005

DTR 1.5 Fees, market abuse safe harbours and sanctions

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REC 3.12 Legal proceedings

As Published: 2001

REC 3.12 Legal proceedings

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