Search Result

241 - 260 of 692 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

PERG 9.8 The investment condition : the 'expectation test' (section 236(3)(a) of the Act)

As Published: 2005

PERG 9.8 The investment condition : the 'expectation test' (section 236(3)(a) of the Act)

SYSC 4.2 Practical measures

As Published: 2002

SYSC 4.2 Practical measures

COND 1.3 General

As Published: 2001

COND 1.3 General

REC 4.6 The section 296 power to give directions

As Published: 2001

REC 4.6 The section 296 power to give directions

MCOB 1.3 General application: where?

As Published: 2004

MCOB 1.3 General application: where?

SUP 2.2 Information gathering by the FSA on its own initiative: background

As Published: 2001

SUP 2.2 Information gathering by the FSA on its own initiative: background

COND 2.3 Threshold condition 3: Close links

As Published: 2004

COND 2.3 Threshold condition 3: Close links

PERG 2.10 Persons carrying on regulated activities who do not need authorisation

As Published: 2005

PERG 2.10 Persons carrying on regulated activities who do not need authorisation

APER 4.1 Statement of Principle 1

As Published: 2005

APER 4.1 Statement of Principle 1

COLL 8.4 Investment and borrowing powers

As Published: 2006

COLL 8.4 Investment and borrowing powers

SUP 17.3 Introduction

As Published: 2001

SUP 17.3 Introduction

GEN 4.1 Application and purpose

As Published: 2003

GEN 4.1 Application and purpose

LR 19.2 Requirements for listing

As Published: 2005

LR 19.2 Requirements for listing

SUP 12.2 Introduction

As Published: 2001

SUP 12.2 Introduction

PERG 9.1 Application and Purpose

As Published: 2005

PERG 9.1 Application and Purpose

REC 3.8 Financial and other information

As Published: 2001

REC 3.8 Financial and other information

SUP 16.6 Compliance reports

As Published: 2001

SUP 16.6 Compliance reports

DTR 1.3 Information gathering and publication

As Published: 2005

DTR 1.3 Information gathering and publication

LR 9.3 Continuing obligations - holders

As Published: 2005

LR 9.3 Continuing obligations - holders

REC 2.10 Financial crime and market abuse

As Published: 2004

REC 2.10 Financial crime and market abuse