Search Result

241 - 260 of 648 items.

Search Term(s)

Filter by Topics

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

PERG 7.3 Does the activity require authorisation?

As Published: 2005

PERG 7.3 Does the activity require authorisation?

…

GEN 4.2 Purpose

As Published: 2003

GEN 4.2 Purpose

…

SUP 12.9 Record keeping

As Published: 2004

SUP 12.9 Record keeping

…

SUP 5.3 Policy on the use of skilled persons

As Published: 2005

SUP 5.3 Policy on the use of skilled persons

…

PERG 2.3 The business element

As Published: 2005

PERG 2.3 The business element

…

LR 16.4 Transactions

As Published: 2005

LR 16.4 Transactions

…

SYSC 4.2 Practical measures

As Published: 2002

SYSC 4.2 Practical measures

…

PERG 9.10 Significance of being an open-ended investment company

As Published: 2005

PERG 9.10 Significance of being an open-ended investment company

…

FIT 1.3 Assessing fitness and propriety

As Published: 2003

FIT 1.3 Assessing fitness and propriety

…

PERG 9.4 Collective investment scheme (section 235 of the Act)

As Published: 2005

PERG 9.4 Collective investment scheme (section 235 of the Act)

…

PERG 8.33 Introducing

As Published: 2005

PERG 8.33 Introducing

…

MCOB 12.4 Arrears charges

As Published: 2004

MCOB 12.4 Arrears charges

…

LR 18.4 Continuing obligations

As Published: 2005

LR 18.4 Continuing obligations

…

REC 3.1 Application and purpose

As Published: 2001

REC 3.1 Application and purpose

…

REC 2.1 Introduction

As Published: 2005

REC 2.1 Introduction

…

REC 3.5 Disciplinary action and events relating to key individuals

As Published: 2001

REC 3.5 Disciplinary action and events relating to key individuals

…

SUP 11.5 Form of notification by firms

As Published: 2004

SUP 11.5 Form of notification by firms

…

COLL 9.3 Section 270 and 272 recognised schemes

As Published: 2004

COLL 9.3 Section 270 and 272 recognised schemes

…

ICOB 6.4 Effects of cancellation

As Published: 2004

ICOB 6.4 Effects of cancellation

…

FEES 6.5 Compensation costs

As Published: 2006

FEES 6.5 Compensation costs

…