Search Result

221 - 240 of 601 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

PERG 9.4 Collective investment scheme (section 235 of the Act)

As Published: 2005

PERG 9.4 Collective investment scheme (section 235 of the Act)

COLL 9.3 Section 270 and 272 recognised schemes

As Published: 2004

COLL 9.3 Section 270 and 272 recognised schemes

APER 3.1 Introduction

As Published: 2005

APER 3.1 Introduction

PERG 1.4 General guidance to be found in PERG

As Published: 2005

PERG 1.4 General guidance to be found in PERG

SUP 16.9 Appointed representatives annual report

As Published: 2002

SUP 16.9 Appointed representatives annual report

PERG 7.7 Post-certification issues

As Published: 2005

PERG 7.7 Post-certification issues

SUP 8.2 Introduction

As Published: 2003

SUP 8.2 Introduction

PERG 5.4 The business test

As Published: 2005

PERG 5.4 The business test

REC 6.5 FSA decision on recognition

As Published: 2001

REC 6.5 FSA decision on recognition

PERG 2.4 Link between activities and the United Kingdom

As Published: 2005

PERG 2.4 Link between activities and the United Kingdom

FEES 6.4 Management expenses

As Published: 2006

FEES 6.4 Management expenses

PERG 4.6 Advising on regulated mortgage contracts

As Published: 2005

PERG 4.6 Advising on regulated mortgage contracts

REC 2.15 Discipline

As Published: 2004

REC 2.15 Discipline

DISP 2.1 Application and Purpose

As Published: 2003

DISP 2.1 Application and Purpose

SYSC 3.1 Systems and Controls

As Published: 2001

SYSC 3.1 Systems and Controls

GEN 5.1 Application and purpose

As Published: 2003

GEN 5.1 Application and purpose

PR 1.2 Requirement for a prospectus and exemptions

As Published: 2005

PR 1.2 Requirement for a prospectus and exemptions

SUP 4.4 Appropriate actuaries

As Published: 2001

SUP 4.4 Appropriate actuaries

SUP 9.3 Giving individual guidance to a firm on the FSA's own initiative

As Published: 2004

SUP 9.3 Giving individual guidance to a firm on the FSA's own initiative

SUP 16.8 Persistency reports from insurers and data reports on stakeholder pensions

As Published: 2002

SUP 16.8 Persistency reports from insurers and data reports on stakeholder pensions