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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

SUP 15.1 Application

As Published: 2002

SUP 15.1 Application

CASS 5.1 Application

As Published: 2004

CASS 5.1 Application

DISP 1.3 Internal complaint handling procedures: additional requirements

As Published: 2003

DISP 1.3 Internal complaint handling procedures: additional requirements

COLL 9.4 Facilities in the United Kingdom

As Published: 2004

COLL 9.4 Facilities in the United Kingdom

REC 2.2 Method of satisfying the recognition requirements

As Published: 2004

REC 2.2 Method of satisfying the recognition requirements

ICOB 8.4 Unsolicited services

As Published: 2004

ICOB 8.4 Unsolicited services

PERG 5.1 Application and purpose

As Published: 2005

PERG 5.1 Application and purpose

PERG 5.8 The regulated activities: advising on contracts of insurance

As Published: 2005

PERG 5.8 The regulated activities: advising on contracts of insurance

PERG 8.7 Engage in investment activity

As Published: 2005

PERG 8.7 Engage in investment activity

DISP 2.5 Which firms are subject to the jurisdiction of the Financial Ombudsman Service?

As Published: 2005

DISP 2.5 Which firms are subject to the jurisdiction of the Financial Ombudsman Service?

SUP 12.8 Termination of a relationship with an appointed representative

As Published: 2004

SUP 12.8 Termination of a relationship with an appointed representative

PERG 8.23 Regulated activities

As Published: 2005

PERG 8.23 Regulated activities

SUP 12.9 Record keeping

As Published: 2004

SUP 12.9 Record keeping

SUP 16.4 Annual controllers report

As Published: 2001

SUP 16.4 Annual controllers report

SUP 18.4 Friendly Society transfers and amalgamations

As Published: 2001

SUP 18.4 Friendly Society transfers and amalgamations

SUP 6.1 Application and purpose

As Published: 2004

SUP 6.1 Application and purpose

PERG 5.4 The business test

As Published: 2005

PERG 5.4 The business test

SUP App 2.10 Grant or variation of permission

As Published: 2001

SUP App 2.10 Grant or variation of permission

REC 3.22 Restriction of, or instruction to close out, open positions

As Published: 2001

REC 3.22 Restriction of, or instruction to close out, open positions

LR 17.5 Requirements for states, regional and local authorities and public international bodies

As Published: 2005

LR 17.5 Requirements for states, regional and local authorities and public international bodies