Search Result

161 - 180 of 646 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

SUP 4.3 Appointment of actuaries

As Published: 2004

SUP 4.3 Appointment of actuaries

APER 4.1 Statement of Principle 1

As Published: 2005

APER 4.1 Statement of Principle 1

COLL 6.5 Appointment and replacement of the authorised fund manager and the depositary

As Published: 2006

COLL 6.5 Appointment and replacement of the authorised fund manager and the depositary

SUP 8.6 Publication of waivers

As Published: 2004

SUP 8.6 Publication of waivers

SUP App 3.9 Mapping of the Investment Services Directive , Banking Consolidation Directive, UCITS Directive and Insurance Mediation Directive to the Regulated Activities Order

As Published: 2004

SUP App 3.9 Mapping of the Investment Services Directive , Banking Consolidation Directive, UCITS Directive and Insurance Mediation Directive to the Regulated Activities Order

COLL 4.3 Approvals and notifications

As Published: 2004

COLL 4.3 Approvals and notifications

FEES 6.7 Payment of levies

As Published: 2006

FEES 6.7 Payment of levies

REC 6.7 Notification rules for overseas recognised bodies

As Published: 2001

REC 6.7 Notification rules for overseas recognised bodies

COLL 8.2 Constitution

As Published: 2004

COLL 8.2 Constitution

SUP 15.6 Inaccurate, false or misleading information

As Published: 2005

SUP 15.6 Inaccurate, false or misleading information

REC 2.12 Proper markets and disclosure of information (UK RIEs only)

As Published: 2004

REC 2.12 Proper markets and disclosure of information (UK RIEs only)

LR 9.4 Documents requiring prior approval

As Published: 2005

LR 9.4 Documents requiring prior approval

FEES 1.1 Application and Purpose

As Published: 2005

FEES 1.1 Application and Purpose

SUP 13.7 Changes to cross border services

As Published: 2001

SUP 13.7 Changes to cross border services

LR 15.4 Continuing obligations

As Published: 2005

LR 15.4 Continuing obligations

PERG 9.11 Frequently Asked Questions

As Published: 2005

PERG 9.11 Frequently Asked Questions

COLL 5.5 Cash, borrowing, lending and other provisions

As Published: 2006

COLL 5.5 Cash, borrowing, lending and other provisions

REC 6.2 Applications

As Published: 2001

REC 6.2 Applications

PERG 9.2 Introduction

As Published: 2005

PERG 9.2 Introduction

DTR 1.4 Suspension of trading

As Published: 2005

DTR 1.4 Suspension of trading