Search Result

141 - 160 of 647 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

SUP 15.5 Core information requirements

As Published: 2005

SUP 15.5 Core information requirements

REC 4.6 The section 296 power to give directions

As Published: 2001

REC 4.6 The section 296 power to give directions

PERG 7.3 Does the activity require authorisation?

As Published: 2005

PERG 7.3 Does the activity require authorisation?

PERG 5.6 The regulated activities: arranging deals in, and making arrangements with a view to transactions in, contracts of insurance

As Published: 2005

PERG 5.6 The regulated activities: arranging deals in, and making arrangements with a view to transactions in, contracts of insurance

COND 2.2 Threshold condition 2: Location of offices

As Published: 2004

COND 2.2 Threshold condition 2: Location of offices

REC 2.14 Rules and consultation

As Published: 2004

REC 2.14 Rules and consultation

COLL 6.2 Dealing

As Published: 2005

COLL 6.2 Dealing

FIT 1.1 Application and purpose

As Published: 2003

FIT 1.1 Application and purpose

REC 2.8 Settlement and clearing services

As Published: 2004

REC 2.8 Settlement and clearing services

REC 4.4 Complaints

As Published: 2001

REC 4.4 Complaints

TC 2.1 Application: who? where? and what?

As Published: 2002

TC 2.1 Application: who? where? and what?

COLL 4.5 Reports and accounts

As Published: 2004

COLL 4.5 Reports and accounts

LR 14.3 Continuing obligations

As Published: 2005

LR 14.3 Continuing obligations

PERG 8.21 Company statements, announcements and briefings

As Published: 2005

PERG 8.21 Company statements, announcements and briefings

REC 3.21 Criminal offences and civil prohibitions

As Published: 2001

REC 3.21 Criminal offences and civil prohibitions

SUP 15.1 Application

As Published: 2002

SUP 15.1 Application

SUP 3.10 Duties of auditors: notification and report on client assets

As Published: 2004

SUP 3.10 Duties of auditors: notification and report on client assets

FEES 6.3 The FSCS's power to impose levies

As Published: 2006

FEES 6.3 The FSCS's power to impose levies

LR 9.2 Requirements with continuing application

As Published: 2005

LR 9.2 Requirements with continuing application

REC 4.1 Application and purpose

As Published: 2001

REC 4.1 Application and purpose