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SUP App 3.9 Mapping of the Investment Services Directive , Banking Consolidation Directive, UCITS Directive and Insurance Mediation Directive to the Regulated Activities Order

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DISP 1.1 Application and Purpose

As Published: 2001

DISP 1.1 Application and Purpose

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SUP 6.4 Applications for cancellation of permission

As Published: 2004

SUP 6.4 Applications for cancellation of permission

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PERG 9.7 The investment condition: the 'reasonable investor'

As Published: 2005

PERG 9.7 The investment condition: the 'reasonable investor'

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LR 18.2 Requirements for listing

As Published: 2005

LR 18.2 Requirements for listing

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REC 2.5A Guidance on Public Interest Disclosure Act: Whistleblowing

As Published: 2003

REC 2.5A Guidance on Public Interest Disclosure Act: Whistleblowing

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TC 2.1 Application: who? where? and what?

As Published: 2002

TC 2.1 Application: who? where? and what?

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LR 3.3 Equity securities

PR 2.3 Minimum information to be included in a prospectus

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LR 14.2 Requirements for listing

COLL 6.7 Payments

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CASS 5.5 Segregation and the operation of client money accounts

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SUP App 3.9 Mapping of the Investment Services Directive , Banking Consolidation Directive, UCITS Directive and Insurance Mediation Directive to the Regulated Activities Order