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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

PERG 2.8 Exclusions applicable to particular regulated activities

As Published: 2005

PERG 2.8 Exclusions applicable to particular regulated activities

PRIN 3.1 Who?

As Published: 2001

PRIN 3.1 Who?

SUP 14.6 Cancelling qualification for authorisation

As Published: 2004

SUP 14.6 Cancelling qualification for authorisation

SUP App 3.2 Purpose

As Published: 2004

SUP App 3.2 Purpose

PERG 4.11 Link between activities and the United Kingdom

As Published: 2005

PERG 4.11 Link between activities and the United Kingdom

SUP 11.8 Changes in the circumstances of existing controllers

As Published: 2004

SUP 11.8 Changes in the circumstances of existing controllers

PRIN 1.1 Application and purpose

As Published: 2001

PRIN 1.1 Application and purpose

SUP 13A.7 Top-up permission

As Published: 2006

SUP 13A.7 Top-up permission

REC 2.7 Access to facilities

As Published: 2004

REC 2.7 Access to facilities

COLL 5.2 General investment powers and limits for UCITS schemes

As Published: 2005

COLL 5.2 General investment powers and limits for UCITS schemes

SUP 3.1 Application

As Published: 2001

SUP 3.1 Application

COND 2.2 Threshold condition 2: Location of offices

As Published: 2004

COND 2.2 Threshold condition 2: Location of offices

SUP 12.3 What responsibility does a firm have for its appointed representatives ?

As Published: 2001

SUP 12.3 What responsibility does a firm have for its appointed representatives ?

ICOB 8.4 Unsolicited services

As Published: 2004

ICOB 8.4 Unsolicited services

FEES 5.3 The general levy

As Published: 2006

FEES 5.3 The general levy

COB 9.4 These provisions have been moved to the Client Assets sourcebook (CASS)

As Published: 2003

COB 9.4 These provisions have been moved to the Client Assets sourcebook (CASS)

SUP 12.4 What must a firm do when it appoints an appointed representative or an EEA tied agent?

As Published: 2004

SUP 12.4 What must a firm do when it appoints an appointed representative or an EEA tied agent?

GEN 4.1 Application and purpose

As Published: 2003

GEN 4.1 Application and purpose

SUP 15.8 Notification in respect of particular products and services

As Published: 2001

SUP 15.8 Notification in respect of particular products and services

MCOB 1.3 General application: where?

As Published: 2004

MCOB 1.3 General application: where?