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SUP App 3.9 Mapping of the Investment Services Directive , Banking Consolidation Directive, UCITS Directive and Insurance Mediation Directive to the Regulated Activities Order

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TC 2.1 Application: who? where? and what?

As Published: 2002

TC 2.1 Application: who? where? and what?

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REC 2.3 Financial resources

As Published: 2004

REC 2.3 Financial resources

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REC 3.15 Suspension of services and inability to operate facilities

As Published: 2001

REC 3.15 Suspension of services and inability to operate facilities

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FEES 4.2 Obligation to pay periodic fees

As Published: 2006

FEES 4.2 Obligation to pay periodic fees

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FEES 4.3 Periodic fee payable by firms (other than ICVCs and UCITS qualifiers)

As Published: 2006

FEES 4.3 Periodic fee payable by firms (other than ICVCs and UCITS qualifiers)

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COLL 5.6 Investment powers and borrowing limits for non-UCITS retail schemes

As Published: 2004

COLL 5.6 Investment powers and borrowing limits for non-UCITS retail schemes

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MAR 5.3 Notification of establishment of an ATS

FEES 4.4 Information on which Fees are calculated

PERG 2.7 Activities: a broad outline

REC 2.5 Systems and controls

FEES 3.2 Obligation to pay fees

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COLL 5.2 General investment powers and limits for UCITS schemes

LR 13.5 Financial information in Class 1 Circulars

REC 2.6 General safeguards for investors

CRED 2.2 Structure

PERG 2.6 Specified investments: a broad outline

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SYSC 4.1 Application and purpose

SUP App 3.9 Mapping of the Investment Services Directive , Banking Consolidation Directive, UCITS Directive and Insurance Mediation Directive to the Regulated Activities Order