Search Result

141 - 160 of 670 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

PERG 4.12 Appointed representatives

As Published: 2005

PERG 4.12 Appointed representatives

COLL 6.5 Appointment and replacement of the authorised fund manager and the depositary

As Published: 2006

COLL 6.5 Appointment and replacement of the authorised fund manager and the depositary

PERG 9.8 The investment condition : the 'expectation test' (section 236(3)(a) of the Act)

As Published: 2005

PERG 9.8 The investment condition : the 'expectation test' (section 236(3)(a) of the Act)

REC 6.1 Introduction and legal background

As Published: 2001

REC 6.1 Introduction and legal background

PERG 8.3 Financial promotion

As Published: 2005

PERG 8.3 Financial promotion

COLL 8.5 Powers and responsibilities

As Published: 2004

COLL 8.5 Powers and responsibilities

FIT 1.3 Assessing fitness and propriety

As Published: 2003

FIT 1.3 Assessing fitness and propriety

COB 7.2 Churning and switching

As Published: 2001

COB 7.2 Churning and switching

PERG 5.4 The business test

As Published: 2005

PERG 5.4 The business test

PERG 6.7 Examples

As Published: 2005

PERG 6.7 Examples

PERG 9.3 The definition

As Published: 2005

PERG 9.3 The definition

SUP 15.8 Notification in respect of particular products and services

As Published: 2001

SUP 15.8 Notification in respect of particular products and services

PERG 8.5 In the course of business

As Published: 2005

PERG 8.5 In the course of business

COLL 6.2 Dealing

As Published: 2005

COLL 6.2 Dealing

SUP 17.3 Introduction

As Published: 2001

SUP 17.3 Introduction

SUP 17.4 Obligation to make transaction reports

As Published: 2001

SUP 17.4 Obligation to make transaction reports

SUP 11.8 Changes in the circumstances of existing controllers

As Published: 2004

SUP 11.8 Changes in the circumstances of existing controllers

PERG 8.23 Regulated activities

As Published: 2005

PERG 8.23 Regulated activities

PERG 1.1 Application and purpose

As Published: 2005

PERG 1.1 Application and purpose

REC 4.7 The section 297 power to revoke recognition

As Published: 2001

REC 4.7 The section 297 power to revoke recognition