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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

SUP 12.6 Continuing obligations of firms with appointed representatives

As Published: 2001

SUP 12.6 Continuing obligations of firms with appointed representatives

PERG 8.11 Types of exemption under the Financial Promotion Order

As Published: 2005

PERG 8.11 Types of exemption under the Financial Promotion Order

FEES 6.2 Exemption

As Published: 2006

FEES 6.2 Exemption

COLL 5.1 Introduction

As Published: 2004

COLL 5.1 Introduction

MAR 1.10 Statutory exceptions

As Published: 2001

MAR 1.10 Statutory exceptions

PERG 2.5 Investments and activities: general

As Published: 2005

PERG 2.5 Investments and activities: general

SUP 16.6 Compliance reports

As Published: 2001

SUP 16.6 Compliance reports

ICOB 6.3 Notification of cancellation by the retail customer

As Published: 2005

ICOB 6.3 Notification of cancellation by the retail customer

PERG 2.10 Persons carrying on regulated activities who do not need authorisation

As Published: 2005

PERG 2.10 Persons carrying on regulated activities who do not need authorisation

ICOB 6.2 Cancellation rights and period

As Published: 2005

ICOB 6.2 Cancellation rights and period

PERG 7.6 Applications for a certificate

As Published: 2005

PERG 7.6 Applications for a certificate

LR 8.1 Application

As Published: 2005

LR 8.1 Application

REC 6.6 Supervision

As Published: 2001

REC 6.6 Supervision

COB 5.1 Advising on packaged products

As Published: 2004

COB 5.1 Advising on packaged products

SUP 9.1 Application and purpose

As Published: 2001

SUP 9.1 Application and purpose

PR 3.3 Advertisements

As Published: 2005

PR 3.3 Advertisements

SUP 8.5 Notification of altered circumstances relating to waivers

As Published: 2001

SUP 8.5 Notification of altered circumstances relating to waivers

LR 10.4 Class 2 requirements

As Published: 2005

LR 10.4 Class 2 requirements

MAR 1.8 Market abuse (dissemination)

As Published: 2001

MAR 1.8 Market abuse (dissemination)

SUP 5.5 Duties of firms

As Published: 2001

SUP 5.5 Duties of firms