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Effective Period

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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

ICOB 4.4 Statement of demands and needs

As Published: 2004

ICOB 4.4 Statement of demands and needs

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GEN 4.2 Purpose

As Published: 2003

GEN 4.2 Purpose

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COB 4.2 Terms of business and client agreements with customers

As Published: 2003

COB 4.2 Terms of business and client agreements with customers

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LR 18.2 Requirements for listing

As Published: 2005

LR 18.2 Requirements for listing

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REC 2.5 Systems and controls

As Published: 2004

REC 2.5 Systems and controls

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LR 5.3 Requests to cancel or suspend

As Published: 2005

LR 5.3 Requests to cancel or suspend

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LR 3.3 Equity securities

As Published: 2005

LR 3.3 Equity securities

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DISP 1.5 Record keeping and reporting

As Published: 2002

DISP 1.5 Record keeping and reporting

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LR 8.4 Role of a sponsor: transactions

As Published: 2005

LR 8.4 Role of a sponsor: transactions

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PR App 3.1

As Published: 2005

PR App 3.1

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MCOB 4.1 Application

As Published: 2004

MCOB 4.1 Application

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PERG 8.36 Illustrative tables

As Published: 2005

PERG 8.36 Illustrative tables

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SUP 13.5 Notices of intention

As Published: 2001

SUP 13.5 Notices of intention

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SUP 2.4 'Mystery shopping'

As Published: 2005

SUP 2.4 'Mystery shopping'

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SUP 13.1 Application and purpose

As Published: 2001

SUP 13.1 Application and purpose

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SUP 12.7 Notification requirements

As Published: 2002

SUP 12.7 Notification requirements

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SUP 14.3 Changes to cross border services

As Published: 2002

SUP 14.3 Changes to cross border services

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COLL 5.3 Derivative exposure

As Published: 2005

COLL 5.3 Derivative exposure

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COLL 5.6 Investment powers and borrowing limits for non-UCITS retail schemes

As Published: 2004

COLL 5.6 Investment powers and borrowing limits for non-UCITS retail schemes

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FEES 6.3 The FSCS's power to impose levies

As Published: 2006

FEES 6.3 The FSCS's power to impose levies

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