Search Result

161 - 180 of 648 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

LR 5.4 Restoring listing

As Published: 2005

LR 5.4 Restoring listing

PR 5.3 Certificate of approval

As Published: 2005

PR 5.3 Certificate of approval

LR 12.6 Treasury shares

As Published: 2005

LR 12.6 Treasury shares

SUP 6.2 Introduction

As Published: 2005

SUP 6.2 Introduction

COLL 6.4 Title and registers

As Published: 2004

COLL 6.4 Title and registers

SUP 13.6 Changes to branches

As Published: 2001

SUP 13.6 Changes to branches

MAR 1.10 Statutory exceptions

As Published: 2001

MAR 1.10 Statutory exceptions

APER 4.2 Statement of Principle 2

As Published: 2005

APER 4.2 Statement of Principle 2

LR 13.3 Contents of all circulars

As Published: 2005

LR 13.3 Contents of all circulars

SUP 5.5 Duties of firms

As Published: 2001

SUP 5.5 Duties of firms

FEES 4.3 Periodic fee payable by firms (other than ICVCs and UCITS qualifiers)

As Published: 2006

FEES 4.3 Periodic fee payable by firms (other than ICVCs and UCITS qualifiers)

SUP 16.3 General provisions on reporting

As Published: 2001

SUP 16.3 General provisions on reporting

GEN 2.2 Interpreting the Handbook

As Published: 2004

GEN 2.2 Interpreting the Handbook

SUP 3.8 Rights and duties of auditors

As Published: 2004

SUP 3.8 Rights and duties of auditors

PERG 5.6 The regulated activities: arranging deals in, and making arrangements with a view to transactions in, contracts of insurance

As Published: 2005

PERG 5.6 The regulated activities: arranging deals in, and making arrangements with a view to transactions in, contracts of insurance

REC 4.8 The section 298 procedure

As Published: 2001

REC 4.8 The section 298 procedure

PR 2.4 Incorporation by reference

As Published: 2005

PR 2.4 Incorporation by reference

ICOB 6.1 Application and purpose

As Published: 2004

ICOB 6.1 Application and purpose

PERG 8.32 Arranging deals in investments

As Published: 2005

PERG 8.32 Arranging deals in investments

GEN 4.1 Application and purpose

As Published: 2003

GEN 4.1 Application and purpose