Search Result

121 - 140 of 666 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

LR 5.2 Cancelling listing

As Published: 2005

LR 5.2 Cancelling listing

SUP 6.5 Ending authorisation

As Published: 2001

SUP 6.5 Ending authorisation

MCOB 2.8 Record keeping

As Published: 2004

MCOB 2.8 Record keeping

PERG 4.5 Arranging regulated mortgage contracts

As Published: 2005

PERG 4.5 Arranging regulated mortgage contracts

MCOB 12.4 Arrears charges

As Published: 2004

MCOB 12.4 Arrears charges

LR 18.2 Requirements for listing

As Published: 2005

LR 18.2 Requirements for listing

COLL 2.1 Authorised fund applications

As Published: 2004

COLL 2.1 Authorised fund applications

MCOB 7.5 Statements

As Published: 2004

MCOB 7.5 Statements

SUP 8.2 Introduction

As Published: 2003

SUP 8.2 Introduction

SUP 6.3 Applications for variation of permission

As Published: 2001

SUP 6.3 Applications for variation of permission

SUP 16.1 Application

As Published: 2001

SUP 16.1 Application

REC 4.7 The section 297 power to revoke recognition

As Published: 2001

REC 4.7 The section 297 power to revoke recognition

ICOB 3.2 Application: who?

As Published: 2005

ICOB 3.2 Application: who?

LR 8.3 Role of a sponsor: general

As Published: 2005

LR 8.3 Role of a sponsor: general

PR 2.5 Omission of information

As Published: 2005

PR 2.5 Omission of information

SUP 12.5 Contracts: required terms

As Published: 2002

SUP 12.5 Contracts: required terms

LR 3.4 Debt and other securities

As Published: 2005

LR 3.4 Debt and other securities

PERG 9.9 The investment condition : the 'satisfaction test' (section 236(3)(b) of the Act)

As Published: 2005

PERG 9.9 The investment condition : the 'satisfaction test' (section 236(3)(b) of the Act)

ICOB 6.4 Effects of cancellation

As Published: 2004

ICOB 6.4 Effects of cancellation

DISP App 1.3 Eligible complainant

As Published: 2002

DISP App 1.3 Eligible complainant