Search Result

121 - 140 of 394 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

PERG 8.32 Arranging deals in investments

As Published: 2005

PERG 8.32 Arranging deals in investments

PERG 8.7 Engage in investment activity

As Published: 2005

PERG 8.7 Engage in investment activity

PERG 8.1 Application and purpose

As Published: 2005

PERG 8.1 Application and purpose

GEN 4.1 Application and purpose

As Published: 2003

GEN 4.1 Application and purpose

SYSC 3.1 Systems and Controls

As Published: 2001

SYSC 3.1 Systems and Controls

SUP 2.3 Information gathering by the FSA on its own initiative: cooperation by firms

As Published: 2001

SUP 2.3 Information gathering by the FSA on its own initiative: cooperation by firms

COLL 6.7 Payments

As Published: 2005

COLL 6.7 Payments

SUP 13.4 Providing cross border services into another EEA State

As Published: 2001

SUP 13.4 Providing cross border services into another EEA State

PERG 8.10 Types of financial promotion

As Published: 2005

PERG 8.10 Types of financial promotion

COLL 5.4 Stock lending

As Published: 2004

COLL 5.4 Stock lending

COLL 6.3 Valuation and pricing

As Published: 2004

COLL 6.3 Valuation and pricing

PERG 5.2 Introduction

As Published: 2005

PERG 5.2 Introduction

PERG 8.23 Regulated activities

As Published: 2005

PERG 8.23 Regulated activities

LR App 1.1 Relevant definitions

As Published: 2005

LR App 1.1 Relevant definitions

SUP App 3.10 Mapping of Insurance Directives to the Regulated Activities Order

As Published: 2004

SUP App 3.10 Mapping of Insurance Directives to the Regulated Activities Order

FEES 4.3 Periodic fee payable by firms (other than ICVCs and UCITS qualifiers)

As Published: 2006

FEES 4.3 Periodic fee payable by firms (other than ICVCs and UCITS qualifiers)

SUP 6.2 Introduction

As Published: 2005

SUP 6.2 Introduction

PERG 8.5 In the course of business

As Published: 2005

PERG 8.5 In the course of business

SUP 17.3 Introduction

As Published: 2001

SUP 17.3 Introduction

MCOB 4.6 Cancellation of distance mortgage mediation contracts

As Published: 2004

MCOB 4.6 Cancellation of distance mortgage mediation contracts