Search Result

81 - 100 of 711 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

LR 14.2 Requirements for listing

As Published: 2005

LR 14.2 Requirements for listing

SUP 6.4 Applications for cancellation of permission

As Published: 2004

SUP 6.4 Applications for cancellation of permission

SUP 15.2 Purpose

As Published: 2005

SUP 15.2 Purpose

CRED 10.1 Application and purpose

As Published: 2003

CRED 10.1 Application and purpose

SUP 13A.7 Top-up permission

As Published: 2006

SUP 13A.7 Top-up permission

CASS 5.5 Segregation and the operation of client money accounts

As Published: 2004

CASS 5.5 Segregation and the operation of client money accounts

SUP 13.7 Changes to cross border services

As Published: 2001

SUP 13.7 Changes to cross border services

PERG 9.1 Application and Purpose

As Published: 2005

PERG 9.1 Application and Purpose

REC 2.3 Financial resources

As Published: 2004

REC 2.3 Financial resources

LR App 2.1 The provisions outlined in LR App 2.1 in relation to fees are set out in FEES 3 and 4

As Published: 2005

LR App 2.1 The provisions outlined in LR App 2.1 in relation to fees are set out in FEES 3 and 4

SUP 11.2 Purpose

As Published: 2004

SUP 11.2 Purpose

SUP 17.2 Purpose

As Published: 2001

SUP 17.2 Purpose

PERG 8.4 Invitation or inducement

As Published: 2005

PERG 8.4 Invitation or inducement

SUP 6.5 Ending authorisation

As Published: 2001

SUP 6.5 Ending authorisation

SUP 18.1 Application

As Published: 2001

SUP 18.1 Application

PERG 9.9 The investment condition : the 'satisfaction test' (section 236(3)(b) of the Act)

As Published: 2005

PERG 9.9 The investment condition : the 'satisfaction test' (section 236(3)(b) of the Act)

GEN 4.3 Letter disclosure

As Published: 2005

GEN 4.3 Letter disclosure

REC 5.2 Application process

As Published: 2001

REC 5.2 Application process

TC 2.1 Application: who? where? and what?

As Published: 2002

TC 2.1 Application: who? where? and what?

PERG 7.3 Does the activity require authorisation?

As Published: 2005

PERG 7.3 Does the activity require authorisation?