Search Result

61 - 80 of 608 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

COLL 4.2 Pre-sale notifications

As Published: 2004

COLL 4.2 Pre-sale notifications

PR 1.1 Preliminary

As Published: 2005

PR 1.1 Preliminary

LR 15.2 Requirements for listing

As Published: 2005

LR 15.2 Requirements for listing

LR 5.1 Suspending listing

As Published: 2005

LR 5.1 Suspending listing

SUP 11.3 Requirements on controllers or proposed controllers under the Act

As Published: 2001

SUP 11.3 Requirements on controllers or proposed controllers under the Act

COLL 4.4 Meetings of Unitholders and service of notices

As Published: 2004

COLL 4.4 Meetings of Unitholders and service of notices

LR 9.8 Annual report and accounts

As Published: 2005

LR 9.8 Annual report and accounts

PR 2.5 Omission of information

As Published: 2005

PR 2.5 Omission of information

SUP 11.9 Changes in close links

As Published: 2004

SUP 11.9 Changes in close links

PR 5.5 Persons responsible for a prospectus

As Published: 2005

PR 5.5 Persons responsible for a prospectus

DTR 1.5 Fees, market abuse safe harbours and sanctions

As Published: 2005

DTR 1.5 Fees, market abuse safe harbours and sanctions

LR 17.4 Disclosures

As Published: 2005

LR 17.4 Disclosures

LR 10.2 Classifying transactions

As Published: 2005

LR 10.2 Classifying transactions

PERG 9.10 Significance of being an open-ended investment company

As Published: 2005

PERG 9.10 Significance of being an open-ended investment company

FEES 2.1 Introduction

As Published: 2005

FEES 2.1 Introduction

LR 12.4 Purchase of own equity shares

As Published: 2005

LR 12.4 Purchase of own equity shares

FEES 4.3 Periodic fee payable by firms (other than ICVCs and UCITS qualifiers)

As Published: 2006

FEES 4.3 Periodic fee payable by firms (other than ICVCs and UCITS qualifiers)

PR 5.3 Certificate of approval

As Published: 2005

PR 5.3 Certificate of approval

COLL 5.6 Investment powers and borrowing limits for non-UCITS retail schemes

As Published: 2004

COLL 5.6 Investment powers and borrowing limits for non-UCITS retail schemes

PERG 9.6 The investment condition (section 236(3) of the Act): general

As Published: 2005

PERG 9.6 The investment condition (section 236(3) of the Act): general