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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

REC 2.13 Promotion and maintenance of standards

As Published: 2004

REC 2.13 Promotion and maintenance of standards

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PR 5.3 Certificate of approval

As Published: 2005

PR 5.3 Certificate of approval

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CASS 5.3 Statutory trust

As Published: 2004

CASS 5.3 Statutory trust

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DISP App 1.4 Time limits

As Published: 2002

DISP App 1.4 Time limits

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GEN 1.1 Application

As Published: 2003

GEN 1.1 Application

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APER 4.2 Statement of Principle 2

As Published: 2005

APER 4.2 Statement of Principle 2

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SUP 8.9 Decision making

As Published: 2004

SUP 8.9 Decision making

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DISP 2.1 Application and Purpose

As Published: 2003

DISP 2.1 Application and Purpose

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COLL 3.2 The instrument constituting the scheme

As Published: 2004

COLL 3.2 The instrument constituting the scheme

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FEES 6.4 Management expenses

As Published: 2006

FEES 6.4 Management expenses

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LR 14.3 Continuing obligations

As Published: 2005

LR 14.3 Continuing obligations

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COB 2.2 Inducements and soft commission

As Published: 2001

COB 2.2 Inducements and soft commission

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REC 2.5A Guidance on Public Interest Disclosure Act: Whistleblowing

As Published: 2003

REC 2.5A Guidance on Public Interest Disclosure Act: Whistleblowing

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PR 3.1 Approval of prospectus

As Published: 2005

PR 3.1 Approval of prospectus

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SUP 5.2 The FSA's power

As Published: 2001

SUP 5.2 The FSA's power

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REC 4.2 The supervisory relationship with UK recognised bodies

As Published: 2001

REC 4.2 The supervisory relationship with UK recognised bodies

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COB 10.5 Modification of the best execution rule

As Published: 2001

COB 10.5 Modification of the best execution rule

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SUP 14.5 Variation of a top-up permission to carry on regulated activities outside the scope of the Single Market Directives

As Published: 2001

SUP 14.5 Variation of a top-up permission to carry on regulated activities outside the scope of the Single Market Directives

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SUP 11.4 Requirements on firms

As Published: 2004

SUP 11.4 Requirements on firms

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LR 17.3 Requirements with continuing application

As Published: 2005

LR 17.3 Requirements with continuing application

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