Search Result

261 - 280 of 676 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

SUP 12.7 Notification requirements

As Published: 2002

SUP 12.7 Notification requirements

LR 5.2 Cancelling listing

As Published: 2005

LR 5.2 Cancelling listing

FEES 4.3 Periodic fee payable by firms (other than ICVCs and UCITS qualifiers)

As Published: 2006

FEES 4.3 Periodic fee payable by firms (other than ICVCs and UCITS qualifiers)

PERG 2.10 Persons carrying on regulated activities who do not need authorisation

As Published: 2005

PERG 2.10 Persons carrying on regulated activities who do not need authorisation

SUP 11.3 Requirements on controllers or proposed controllers under the Act

As Published: 2001

SUP 11.3 Requirements on controllers or proposed controllers under the Act

SUP 4.5 Provisions applicable to all actuaries

As Published: 2004

SUP 4.5 Provisions applicable to all actuaries

SUP 7.1 Application and purpose

As Published: 2001

SUP 7.1 Application and purpose

REC 3.15 Suspension of services and inability to operate facilities

As Published: 2001

REC 3.15 Suspension of services and inability to operate facilities

LR 9.6 Notifications

As Published: 2005

LR 9.6 Notifications

APER 4.7 Statement of Principle 7

As Published: 2006

APER 4.7 Statement of Principle 7

PERG 4.10 Exclusions applying to more than one regulated activity

As Published: 2005

PERG 4.10 Exclusions applying to more than one regulated activity

LR 3.4 Debt and other securities

As Published: 2005

LR 3.4 Debt and other securities

PERG 8.18 Financial promotions concerning the Lloyd’s market

As Published: 2005

PERG 8.18 Financial promotions concerning the Lloyd’s market

REC 2.4 Suitability

As Published: 2004

REC 2.4 Suitability

REC 4.1 Application and purpose

As Published: 2001

REC 4.1 Application and purpose

MCOB 6.4 Content of the offer document

As Published: 2004

MCOB 6.4 Content of the offer document

SUP 16.11 Product Sales Data Reporting

As Published: 2004

SUP 16.11 Product Sales Data Reporting

REC 3.6 Constitution and governance

As Published: 2001

REC 3.6 Constitution and governance

PR 3.3 Advertisements

As Published: 2005

PR 3.3 Advertisements

APER 4.6 Statement of Principle 6

As Published: 2001

APER 4.6 Statement of Principle 6