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SUP App 3.9 Mapping of the Investment Services Directive , Banking Consolidation Directive, UCITS Directive and Insurance Mediation Directive to the Regulated Activities Order

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ICOB 7.1 Application and purpose

As Published: 2005

ICOB 7.1 Application and purpose

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DISP 3.3 Dismissal of complaints without consideration of the merits

As Published: 2004

DISP 3.3 Dismissal of complaints without consideration of the merits

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PR 2.3 Minimum information to be included in a prospectus

As Published: 2005

PR 2.3 Minimum information to be included in a prospectus

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SUP 13.11 Record keeping

As Published: 2001

SUP 13.11 Record keeping

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SUP 14.3 Changes to cross border services

PERG 7.4 Does the article 54 exclusion apply?

MAR 1.6 Market abuse (manipulating transactions)

COLL 5.5 Cash, borrowing, lending and other provisions

LR 8.5 Responsibilities of listed companies

LR 19.5 Disclosures

MCOB 2.5 Reliance on others

ICOB 4.4 Statement of demands and needs

SUP 9.2 Making a request for individual guidance

PERG 7.5 When is it appropriate to apply for a certificate?

COLL 7.5 Schemes or sub-funds that are not commercially viable

SUP 5.6 Confidential information and privilege

GEN 4.2 Purpose

COB 4.2 Terms of business and client agreements with customers

LR 5.3 Requests to cancel or suspend

SUP App 3.9 Mapping of the Investment Services Directive , Banking Consolidation Directive, UCITS Directive and Insurance Mediation Directive to the Regulated Activities Order