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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

DTR 2.2 Disclosure of inside information

As Published: 2005

DTR 2.2 Disclosure of inside information

CASS 5.1 Application

As Published: 2004

CASS 5.1 Application

PERG 9.4 Collective investment scheme (section 235 of the Act)

As Published: 2005

PERG 9.4 Collective investment scheme (section 235 of the Act)

FIT 2.3 Financial soundness

As Published: 2001

FIT 2.3 Financial soundness

REC 2.5A Guidance on Public Interest Disclosure Act: Whistleblowing

As Published: 2003

REC 2.5A Guidance on Public Interest Disclosure Act: Whistleblowing

PERG 2.3 The business element

As Published: 2005

PERG 2.3 The business element

SUP 16.9 Appointed representatives annual report

As Published: 2002

SUP 16.9 Appointed representatives annual report

SUP 15.2 Purpose

As Published: 2005

SUP 15.2 Purpose

FEES 3.1 Introduction

As Published: 2005

FEES 3.1 Introduction

LR 18.4 Continuing obligations

As Published: 2005

LR 18.4 Continuing obligations

REC 3.2 Form and method of notification

As Published: 2001

REC 3.2 Form and method of notification

LR 5.5 Miscellaneous

As Published: 2005

LR 5.5 Miscellaneous

SUP 21.1 Form of waiver for energy market participants

As Published: 2003

SUP 21.1 Form of waiver for energy market participants

REC 2.4 Suitability

As Published: 2004

REC 2.4 Suitability

SUP 18.1 Application

As Published: 2001

SUP 18.1 Application

REC 2.13 Promotion and maintenance of standards

As Published: 2004

REC 2.13 Promotion and maintenance of standards

SUP 13A.3 Qualifications for authorisation under the Act

As Published: 2006

SUP 13A.3 Qualifications for authorisation under the Act

SUP 16.11 Product Sales Data Reporting

As Published: 2004

SUP 16.11 Product Sales Data Reporting

REC 6.8 Powers of direction and revocation of recognition orders

As Published: 2001

REC 6.8 Powers of direction and revocation of recognition orders

LR 8.2 When a sponsor must be appointed or its assistance obtained

As Published: 2005

LR 8.2 When a sponsor must be appointed or its assistance obtained