Search Result

21 - 40 of 644 items.

Search Term(s)

Filter by Topics

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

LR 5.2 Cancelling listing

As Published: 2005

LR 5.2 Cancelling listing

…

REC 2.5 Systems and controls

As Published: 2004

REC 2.5 Systems and controls

…

LR 13.8 Other circulars

As Published: 2005

LR 13.8 Other circulars

…

COLL 4.5 Reports and accounts

As Published: 2004

COLL 4.5 Reports and accounts

…

PERG 8.4 Invitation or inducement

As Published: 2005

PERG 8.4 Invitation or inducement

…

FEES 3.2 Obligation to pay fees

As Published: 2006

FEES 3.2 Obligation to pay fees

…

PERG 2.6 Specified investments: a broad outline

As Published: 2005

PERG 2.6 Specified investments: a broad outline

…

LR 8.6 Criteria for approval as a sponsor

As Published: 2005

LR 8.6 Criteria for approval as a sponsor

…

SUP 15.3 General notification requirements

As Published: 2004

SUP 15.3 General notification requirements

…

DTR 2.7 Dealing with rumours

As Published: 2005

DTR 2.7 Dealing with rumours

…

DTR 2.6 Control of inside information

As Published: 2005

DTR 2.6 Control of inside information

…

MAR 1.3 Market abuse (insider dealing)

As Published: 2001

MAR 1.3 Market abuse (insider dealing)

…

LR 10.8 Miscellaneous

As Published: 2005

LR 10.8 Miscellaneous

…

COLL 4.2 Pre-sale notifications

As Published: 2004

COLL 4.2 Pre-sale notifications

…

PERG 9.9 The investment condition : the 'satisfaction test' (section 236(3)(b) of the Act)

As Published: 2005

PERG 9.9 The investment condition : the 'satisfaction test' (section 236(3)(b) of the Act)

…

COLL 6.3 Valuation and pricing

As Published: 2004

COLL 6.3 Valuation and pricing

…

DTR 3.1

As Published: 2005

DTR 3.1

…

LR 4.2 Contents and format of listing particulars

As Published: 2005

LR 4.2 Contents and format of listing particulars

…

COLL 7.3 Winding up a solvent ICVC and terminating a sub-fund of an ICVC

As Published: 2004

COLL 7.3 Winding up a solvent ICVC and terminating a sub-fund of an ICVC

…

COLL 8.3 Investor relations

As Published: 2004

COLL 8.3 Investor relations

…