Search Result

141 - 160 of 636 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

PERG 8.32 Arranging deals in investments

As Published: 2005

PERG 8.32 Arranging deals in investments

LR 13.5 Financial information in Class 1 Circulars

As Published: 2005

LR 13.5 Financial information in Class 1 Circulars

SUP 15.2 Purpose

As Published: 2005

SUP 15.2 Purpose

REC 2.5 Systems and controls

As Published: 2004

REC 2.5 Systems and controls

SUP 5.3 Policy on the use of skilled persons

As Published: 2005

SUP 5.3 Policy on the use of skilled persons

PERG 2.3 The business element

As Published: 2005

PERG 2.3 The business element

PERG 2.10 Persons carrying on regulated activities who do not need authorisation

As Published: 2005

PERG 2.10 Persons carrying on regulated activities who do not need authorisation

REC 3.2 Form and method of notification

As Published: 2001

REC 3.2 Form and method of notification

MCOB 9.2 Purpose

As Published: 2004

MCOB 9.2 Purpose

PERG 7.1 Application and purpose

As Published: 2005

PERG 7.1 Application and purpose

FEES 6.1 Application

As Published: 2005

FEES 6.1 Application

LR 15.4 Continuing obligations

As Published: 2005

LR 15.4 Continuing obligations

PR 3.1 Approval of prospectus

As Published: 2005

PR 3.1 Approval of prospectus

SUP 13A.3 Qualifications for authorisation under the Act

As Published: 2006

SUP 13A.3 Qualifications for authorisation under the Act

LR 7.2 The Listing Principles

As Published: 2005

LR 7.2 The Listing Principles

SUP 15.6 Inaccurate, false or misleading information

As Published: 2005

SUP 15.6 Inaccurate, false or misleading information

REC 2.14 Rules and consultation

As Published: 2004

REC 2.14 Rules and consultation

PRIN 1.1 Application and purpose

As Published: 2001

PRIN 1.1 Application and purpose

COLL 6.4 Title and registers

As Published: 2004

COLL 6.4 Title and registers

PERG 5.13 Appointed representatives

As Published: 2005

PERG 5.13 Appointed representatives