Search Result

661 - 680 of 694 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

MAR 5.4 Requirements to be imposed on the Part IV permission of an ATS operator

As Published: 2004

MAR 5.4 Requirements to be imposed on the Part IV permission of an ATS operator

COB 4.3 Disclosing information about services, fees and commission - packaged products

As Published: 2004

COB 4.3 Disclosing information about services, fees and commission - packaged products

APER 3.2 Factors relating to all Statements of Principle

As Published: 2001

APER 3.2 Factors relating to all Statements of Principle

SUP 3.5 Auditors' independence

As Published: 2001

SUP 3.5 Auditors' independence

APER 3.3 Factors relating to Statements of Principle 5 to 7

As Published: 2001

APER 3.3 Factors relating to Statements of Principle 5 to 7

PERG 6.2 Purpose of guidance

As Published: 2005

PERG 6.2 Purpose of guidance

ICOB 2.4 Reliance on others

As Published: 2005

ICOB 2.4 Reliance on others

FEES 6.2 Exemption

As Published: 2006

FEES 6.2 Exemption

LR 18.3 Listing applications

As Published: 2005

LR 18.3 Listing applications

SUP 3.7 Notification of matters raised by auditor

As Published: 2004

SUP 3.7 Notification of matters raised by auditor

DTR 2.7 Dealing with rumours

As Published: 2005

DTR 2.7 Dealing with rumours

DISP 3.5 Evidence

As Published: 2002

DISP 3.5 Evidence

PERG 4.9 Agreeing to carry on a regulated activity

As Published: 2005

PERG 4.9 Agreeing to carry on a regulated activity

FEES 5.7 Payment

As Published: 2006

FEES 5.7 Payment

ICOB 2.3 Inducements

As Published: 2005

ICOB 2.3 Inducements

MAR 1.8 Market abuse (dissemination)

As Published: 2001

MAR 1.8 Market abuse (dissemination)

COB 5.1 Advising on packaged products

As Published: 2004

COB 5.1 Advising on packaged products

LR 6.1 Application

As Published: 2005

LR 6.1 Application

PERG 4.16 Mortgage activities

As Published: 2005

PERG 4.16 Mortgage activities

CASS 3.1 Application and Purpose

As Published: 2004

CASS 3.1 Application and Purpose