Search Result

41 - 60 of 666 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

SUP App 2.15 Run-off plans for closed with-profits funds

As Published: 2005

SUP App 2.15 Run-off plans for closed with-profits funds

COLL 8.6 Termination, suspension, and schemes of arrangement

As Published: 2004

COLL 8.6 Termination, suspension, and schemes of arrangement

SYSC 4.1 Application and purpose

As Published: 2002

SYSC 4.1 Application and purpose

SUP 15.3 General notification requirements

As Published: 2004

SUP 15.3 General notification requirements

PERG 8.14 Other financial promotions

As Published: 2005

PERG 8.14 Other financial promotions

LR 8.4 Role of a sponsor: transactions

As Published: 2005

LR 8.4 Role of a sponsor: transactions

SUP 3.10 Duties of auditors: notification and report on client assets

As Published: 2004

SUP 3.10 Duties of auditors: notification and report on client assets

LR 15.2 Requirements for listing

As Published: 2005

LR 15.2 Requirements for listing

COLL 1.2 Types of authorised fund

As Published: 2004

COLL 1.2 Types of authorised fund

FEES 4.2 Obligation to pay periodic fees

As Published: 2006

FEES 4.2 Obligation to pay periodic fees

COLL 5.4 Stock lending

As Published: 2004

COLL 5.4 Stock lending

PERG 2.7 Activities: a broad outline

As Published: 2005

PERG 2.7 Activities: a broad outline

LR 15.4 Continuing obligations

As Published: 2005

LR 15.4 Continuing obligations

PR App 3.1

As Published: 2005

PR App 3.1

PERG 2.6 Specified investments: a broad outline

As Published: 2005

PERG 2.6 Specified investments: a broad outline

LR 10.8 Miscellaneous

As Published: 2005

LR 10.8 Miscellaneous

LR 11.1 Related party transactions

As Published: 2005

LR 11.1 Related party transactions

SYSC 3.2 Areas covered by systems and controls

As Published: 2002

SYSC 3.2 Areas covered by systems and controls

COLL 5.3 Derivative exposure

As Published: 2005

COLL 5.3 Derivative exposure

SUP 18.4 Friendly Society transfers and amalgamations

As Published: 2001

SUP 18.4 Friendly Society transfers and amalgamations