Search Result

101 - 120 of 473 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

LR 1.4 Miscellaneous

As Published: 2005

LR 1.4 Miscellaneous

LR 12.1 Application

As Published: 2005

LR 12.1 Application

SUP 17.4 Obligation to make transaction reports

As Published: 2001

SUP 17.4 Obligation to make transaction reports

LR 11.1 Related party transactions

As Published: 2005

LR 11.1 Related party transactions

LR 13.1 Preliminary

As Published: 2005

LR 13.1 Preliminary

ICOB 8.4 Unsolicited services

As Published: 2004

ICOB 8.4 Unsolicited services

LR 5.1 Suspending listing

As Published: 2005

LR 5.1 Suspending listing

COB 11.2 Relationship with the scheme

As Published: 2003

COB 11.2 Relationship with the scheme

REC 4.2 The supervisory relationship with UK recognised bodies

As Published: 2001

REC 4.2 The supervisory relationship with UK recognised bodies

SUP 12.7 Notification requirements

As Published: 2002

SUP 12.7 Notification requirements

SUP App 3.6 Freedom to provide services

As Published: 2004

SUP App 3.6 Freedom to provide services

SUP 18.4 Friendly Society transfers and amalgamations

As Published: 2001

SUP 18.4 Friendly Society transfers and amalgamations

DTR 1.1 Application and purpose

As Published: 2005

DTR 1.1 Application and purpose

PERG 9.10 Significance of being an open-ended investment company

As Published: 2005

PERG 9.10 Significance of being an open-ended investment company

PERG 9.8 The investment condition : the 'expectation test' (section 236(3)(a) of the Act)

As Published: 2005

PERG 9.8 The investment condition : the 'expectation test' (section 236(3)(a) of the Act)

PERG 2.9 Regulated activities: exclusions applicable in certain circumstances

As Published: 2005

PERG 2.9 Regulated activities: exclusions applicable in certain circumstances

SUP 13.12 Sources of further information

As Published: 2001

SUP 13.12 Sources of further information

PR 3.1 Approval of prospectus

As Published: 2005

PR 3.1 Approval of prospectus

LR 1.2 Modifying rules and consulting the FSA

As Published: 2005

LR 1.2 Modifying rules and consulting the FSA

SUP 17.7 Method of making transaction reports

As Published: 2003

SUP 17.7 Method of making transaction reports