Search Result

81 - 100 of 662 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

FEES 5.3 The general levy

As Published: 2006

FEES 5.3 The general levy

SUP App 3.6 Freedom to provide services

As Published: 2004

SUP App 3.6 Freedom to provide services

SUP 12.7 Notification requirements

As Published: 2002

SUP 12.7 Notification requirements

SYSC 2.1 Apportionment of Responsibilities

As Published: 2002

SYSC 2.1 Apportionment of Responsibilities

PERG 4.12 Appointed representatives

As Published: 2005

PERG 4.12 Appointed representatives

FEES 6.2 Exemption

As Published: 2006

FEES 6.2 Exemption

SUP 17.1 Application

As Published: 2001

SUP 17.1 Application

PERG 5.12 Link between activities and the United Kingdom

As Published: 2005

PERG 5.12 Link between activities and the United Kingdom

SUP 16.11 Product Sales Data Reporting

As Published: 2004

SUP 16.11 Product Sales Data Reporting

SUP 15.1 Application

As Published: 2002

SUP 15.1 Application

GEN 1.2 Referring to approval by the FSA

As Published: 2005

GEN 1.2 Referring to approval by the FSA

PERG 9.1 Application and Purpose

As Published: 2005

PERG 9.1 Application and Purpose

PERG 6.7 Examples

As Published: 2005

PERG 6.7 Examples

SUP 14.3 Changes to cross border services

As Published: 2002

SUP 14.3 Changes to cross border services

FEES 5.9 Leaving the Financial Ombudsman Service

As Published: 2006

FEES 5.9 Leaving the Financial Ombudsman Service

SUP App 3.9 Mapping of the Investment Services Directive , Banking Consolidation Directive, UCITS Directive and Insurance Mediation Directive to the Regulated Activities Order

As Published: 2004

SUP App 3.9 Mapping of the Investment Services Directive , Banking Consolidation Directive, UCITS Directive and Insurance Mediation Directive to the Regulated Activities Order

PERG 7.3 Does the activity require authorisation?

As Published: 2005

PERG 7.3 Does the activity require authorisation?

LR 10.2 Classifying transactions

As Published: 2005

LR 10.2 Classifying transactions

SUP 12.8 Termination of a relationship with an appointed representative

As Published: 2004

SUP 12.8 Termination of a relationship with an appointed representative

PERG 8.4 Invitation or inducement

As Published: 2005

PERG 8.4 Invitation or inducement