Search Result
REC 3.14 Products, services and normal hours of operation
As Published: 2001
REC 3.14 Products, services and normal hours of operation
…
REC 6.7 Notification rules for overseas recognised bodies
As Published: 2001
REC 6.7 Notification rules for overseas recognised bodies
…
REC 4.3 Risk assessments for UK recognised bodies
As Published: 2001
REC 4.3 Risk assessments for UK recognised bodies
…
REC 4.2 The supervisory relationship with UK recognised bodies
As Published: 2001
REC 4.2 The supervisory relationship with UK recognised bodies
…
SUP 12.6 Continuing obligations of firms with appointed representatives
As Published: 2001
SUP 12.6 Continuing obligations of firms with appointed representatives
…
SUP 13A.3 Qualifications for authorisation under the Act
As Published: 2006
SUP 13A.3 Qualifications for authorisation under the Act
…
PERG 2.8 Exclusions applicable to particular regulated activities
As Published: 2005
PERG 2.8 Exclusions applicable to particular regulated activities
…
SUP 6.4 Applications for cancellation of permission
As Published: 2004
SUP 6.4 Applications for cancellation of permission
…
PERG 9.10 Significance of being an open-ended investment company
As Published: 2005
PERG 9.10 Significance of being an open-ended investment company
…