Search Result

221 - 240 of 676 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

APER 4.1 Statement of Principle 1

As Published: 2005

APER 4.1 Statement of Principle 1

REC 2.4 Suitability

As Published: 2004

REC 2.4 Suitability

REC 2.6 General safeguards for investors

As Published: 2004

REC 2.6 General safeguards for investors

SUP 16.2 Purpose

As Published: 2001

SUP 16.2 Purpose

PERG 8.3 Financial promotion

As Published: 2005

PERG 8.3 Financial promotion

GEN 1.3 Emergency

As Published: 2003

GEN 1.3 Emergency

MAR 5.3 Notification of establishment of an ATS

As Published: 2004

MAR 5.3 Notification of establishment of an ATS

PERG 8.23 Regulated activities

As Published: 2005

PERG 8.23 Regulated activities

REC 6.3 Recognition requirements

As Published: 2004

REC 6.3 Recognition requirements

TC 2.1 Application: who? where? and what?

As Published: 2002

TC 2.1 Application: who? where? and what?

SUP 9.4 Reliance on individual guidance

As Published: 2001

SUP 9.4 Reliance on individual guidance

PERG 2.4 Link between activities and the United Kingdom

As Published: 2005

PERG 2.4 Link between activities and the United Kingdom

PERG 2.1 Application and purpose

As Published: 2005

PERG 2.1 Application and purpose

SUP 15.9 Notifications by members of financial conglomerates

As Published: 2004

SUP 15.9 Notifications by members of financial conglomerates

SUP 16.11 Product Sales Data Reporting

As Published: 2004

SUP 16.11 Product Sales Data Reporting

SUP 16.5 Annual Close Links Reports

As Published: 2001

SUP 16.5 Annual Close Links Reports

PERG 8.1 Application and purpose

As Published: 2005

PERG 8.1 Application and purpose

SUP 2.4 'Mystery shopping'

As Published: 2005

SUP 2.4 'Mystery shopping'

REC 2.14 Rules and consultation

As Published: 2004

REC 2.14 Rules and consultation

PERG 8.20 Additional restriction on the promotion of collective investment schemes

As Published: 2005

PERG 8.20 Additional restriction on the promotion of collective investment schemes