Search Result

41 - 60 of 690 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

COLL 8.1 Introduction

As Published: 2004

COLL 8.1 Introduction

PERG 2.7 Activities: a broad outline

As Published: 2005

PERG 2.7 Activities: a broad outline

COLL 3.1 Introduction

As Published: 2004

COLL 3.1 Introduction

COLL 1.1 Applications and purpose

As Published: 2004

COLL 1.1 Applications and purpose

PERG 9.10 Significance of being an open-ended investment company

As Published: 2005

PERG 9.10 Significance of being an open-ended investment company

COLL 1.2 Types of authorised fund

As Published: 2004

COLL 1.2 Types of authorised fund

COLL 7.2 Suspension and restart of dealings

As Published: 2004

COLL 7.2 Suspension and restart of dealings

LR 15.4 Continuing obligations

As Published: 2005

LR 15.4 Continuing obligations

LR App 1.1 Relevant definitions

As Published: 2005

LR App 1.1 Relevant definitions

LR 15.2 Requirements for listing

As Published: 2005

LR 15.2 Requirements for listing

PERG 9.8 The investment condition : the 'expectation test' (section 236(3)(a) of the Act)

As Published: 2005

PERG 9.8 The investment condition : the 'expectation test' (section 236(3)(a) of the Act)

CASS 5.5 Segregation and the operation of client money accounts

As Published: 2004

CASS 5.5 Segregation and the operation of client money accounts

MCOB 7.6 Event-driven information

As Published: 2004

MCOB 7.6 Event-driven information

LR 8.4 Role of a sponsor: transactions

As Published: 2005

LR 8.4 Role of a sponsor: transactions

LR 9.2 Requirements with continuing application

As Published: 2005

LR 9.2 Requirements with continuing application

COLL 4.1 Introduction

As Published: 2004

COLL 4.1 Introduction

REC 2.6 General safeguards for investors

As Published: 2004

REC 2.6 General safeguards for investors

COLL 5.1 Introduction

As Published: 2004

COLL 5.1 Introduction

SUP 15.3 General notification requirements

As Published: 2004

SUP 15.3 General notification requirements

PERG 9.9 The investment condition : the 'satisfaction test' (section 236(3)(b) of the Act)

As Published: 2005

PERG 9.9 The investment condition : the 'satisfaction test' (section 236(3)(b) of the Act)