Search Result

481 - 500 of 701 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

COLL 9.4 Facilities in the United Kingdom

As Published: 2004

COLL 9.4 Facilities in the United Kingdom

CRED 9.1 Application, purpose and interpretation

As Published: 2002

CRED 9.1 Application, purpose and interpretation

DTR 1.1 Application and purpose

As Published: 2005

DTR 1.1 Application and purpose

PERG 7.4 Does the article 54 exclusion apply?

As Published: 2005

PERG 7.4 Does the article 54 exclusion apply?

FEES 5.2 Introduction

As Published: 2006

FEES 5.2 Introduction

COB 3.1 Application: who?

As Published: 2001

COB 3.1 Application: who?

CASS 1.5 Application: electronic media and E-Commerce

As Published: 2004

CASS 1.5 Application: electronic media and E-Commerce

DTR 1.4 Suspension of trading

As Published: 2005

DTR 1.4 Suspension of trading

COLL 8.6 Termination, suspension, and schemes of arrangement

As Published: 2004

COLL 8.6 Termination, suspension, and schemes of arrangement

MCOB 9.6 Disclosure at the start of the contract and after sale for lifetime mortgages

As Published: 2004

MCOB 9.6 Disclosure at the start of the contract and after sale for lifetime mortgages

LR 19.2 Requirements for listing

As Published: 2005

LR 19.2 Requirements for listing

SUP 13.8 Changes of details: provision of notices to the FSA

As Published: 2001

SUP 13.8 Changes of details: provision of notices to the FSA

PERG 4.10 Exclusions applying to more than one regulated activity

As Published: 2005

PERG 4.10 Exclusions applying to more than one regulated activity

SUP 17.2 Purpose

As Published: 2001

SUP 17.2 Purpose

COB 2.1 Clear, fair and not misleading communication

As Published: 2001

COB 2.1 Clear, fair and not misleading communication

MCOB 2.4 High pressure sales

As Published: 2004

MCOB 2.4 High pressure sales

PERG 5.5 The regulated activities: dealing in contracts as agent

As Published: 2005

PERG 5.5 The regulated activities: dealing in contracts as agent

REC 3.2 Form and method of notification

As Published: 2001

REC 3.2 Form and method of notification

DISP 3.7 Delegation of the Ombudsman's powers

As Published: 2002

DISP 3.7 Delegation of the Ombudsman's powers

PERG 5.14 Exemptions

As Published: 2005

PERG 5.14 Exemptions