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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

REC 2.6 General safeguards for investors

As Published: 2004

REC 2.6 General safeguards for investors

REC 2.5 Systems and controls

As Published: 2004

REC 2.5 Systems and controls

COLL 5.2 General investment powers and limits for UCITS schemes

As Published: 2005

COLL 5.2 General investment powers and limits for UCITS schemes

REC 2.3 Financial resources

As Published: 2004

REC 2.3 Financial resources

REC 2.7 Access to facilities

As Published: 2004

REC 2.7 Access to facilities

FEES 4.4 Information on which Fees are calculated

As Published: 2006

FEES 4.4 Information on which Fees are calculated

PERG 2.6 Specified investments: a broad outline

As Published: 2005

PERG 2.6 Specified investments: a broad outline

LR 9.2 Requirements with continuing application

As Published: 2005

LR 9.2 Requirements with continuing application

REC 2.8 Settlement and clearing services

As Published: 2004

REC 2.8 Settlement and clearing services

REC 2.14 Rules and consultation

As Published: 2004

REC 2.14 Rules and consultation

FEES 3.2 Obligation to pay fees

As Published: 2006

FEES 3.2 Obligation to pay fees

REC 2.2 Method of satisfying the recognition requirements

As Published: 2004

REC 2.2 Method of satisfying the recognition requirements

CRED 2.2 Structure

As Published: 2004

CRED 2.2 Structure

REC 5.2 Application process

As Published: 2001

REC 5.2 Application process

REC 2.1 Introduction

As Published: 2005

REC 2.1 Introduction

REC 3.14 Products, services and normal hours of operation

As Published: 2001

REC 3.14 Products, services and normal hours of operation

REC 2.13 Promotion and maintenance of standards

As Published: 2004

REC 2.13 Promotion and maintenance of standards

MAR 5.3 Notification of establishment of an ATS

As Published: 2004

MAR 5.3 Notification of establishment of an ATS

REC 3.18 Membership

As Published: 2001

REC 3.18 Membership

REC 2.12 Proper markets and disclosure of information (UK RIEs only)

As Published: 2004

REC 2.12 Proper markets and disclosure of information (UK RIEs only)