Search Result

1 - 20 of 616 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

DTR 2.5 Delaying disclosure of inside information

As Published: 2005

DTR 2.5 Delaying disclosure of inside information

DTR 2.2 Disclosure of inside information

As Published: 2005

DTR 2.2 Disclosure of inside information

REC 2.5 Systems and controls

As Published: 2004

REC 2.5 Systems and controls

SYSC 4.1 Application and purpose

As Published: 2002

SYSC 4.1 Application and purpose

DTR 2.6 Control of inside information

As Published: 2005

DTR 2.6 Control of inside information

COLL 5.2 General investment powers and limits for UCITS schemes

As Published: 2005

COLL 5.2 General investment powers and limits for UCITS schemes

MAR 1.3 Market abuse (insider dealing)

As Published: 2001

MAR 1.3 Market abuse (insider dealing)

DTR 1.4 Suspension of trading

As Published: 2005

DTR 1.4 Suspension of trading

ICOB 8.4 Unsolicited services

As Published: 2004

ICOB 8.4 Unsolicited services

CRED 2.2 Structure

As Published: 2004

CRED 2.2 Structure

REC 2.3 Financial resources

As Published: 2004

REC 2.3 Financial resources

FEES 4.4 Information on which Fees are calculated

As Published: 2006

FEES 4.4 Information on which Fees are calculated

REC 2.6 General safeguards for investors

As Published: 2004

REC 2.6 General safeguards for investors

LR 5.2 Cancelling listing

As Published: 2005

LR 5.2 Cancelling listing

DTR 2.7 Dealing with rumours

As Published: 2005

DTR 2.7 Dealing with rumours

LR 8.6 Criteria for approval as a sponsor

As Published: 2005

LR 8.6 Criteria for approval as a sponsor

LR 15.2 Requirements for listing

As Published: 2005

LR 15.2 Requirements for listing

PERG 8.14 Other financial promotions

As Published: 2005

PERG 8.14 Other financial promotions

LR 9.2 Requirements with continuing application

As Published: 2005

LR 9.2 Requirements with continuing application

REC 3.4 Key individuals and internal organisation

As Published: 2001

REC 3.4 Key individuals and internal organisation