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Effective Period

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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

ICOB 4.4 Statement of demands and needs

As Published: 2004

ICOB 4.4 Statement of demands and needs

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PERG 8.5 In the course of business

As Published: 2005

PERG 8.5 In the course of business

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PERG 8.36 Illustrative tables

As Published: 2005

PERG 8.36 Illustrative tables

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PERG 2.9 Regulated activities: exclusions applicable in certain circumstances

As Published: 2005

PERG 2.9 Regulated activities: exclusions applicable in certain circumstances

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LR 9.4 Documents requiring prior approval

As Published: 2005

LR 9.4 Documents requiring prior approval

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COLL 6.2 Dealing

As Published: 2005

COLL 6.2 Dealing

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ICOB 6.4 Effects of cancellation

As Published: 2004

ICOB 6.4 Effects of cancellation

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SUP 13.4 Providing cross border services into another EEA State

As Published: 2001

SUP 13.4 Providing cross border services into another EEA State

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SUP 12.9 Record keeping

As Published: 2004

SUP 12.9 Record keeping

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SUP 8.1 Application and purpose

As Published: 2003

SUP 8.1 Application and purpose

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DTR 1.3 Information gathering and publication

As Published: 2005

DTR 1.3 Information gathering and publication

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APER 4.2 Statement of Principle 2

As Published: 2005

APER 4.2 Statement of Principle 2

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LR 8.2 When a sponsor must be appointed or its assistance obtained

As Published: 2005

LR 8.2 When a sponsor must be appointed or its assistance obtained

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COB 2.4 Chinese walls

As Published: 2001

COB 2.4 Chinese walls

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SUP 3.8 Rights and duties of auditors

As Published: 2004

SUP 3.8 Rights and duties of auditors

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DTR 1.1 Application and purpose

As Published: 2005

DTR 1.1 Application and purpose

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LR 8.3 Role of a sponsor: general

As Published: 2005

LR 8.3 Role of a sponsor: general

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APER 4.4 Statement of Principle 4

As Published: 2001

APER 4.4 Statement of Principle 4

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SUP 15.7 Form and method of notification

As Published: 2002

SUP 15.7 Form and method of notification

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FEES 5.1 Application and Purpose

As Published: 2005

FEES 5.1 Application and Purpose

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