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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

DTR 1.5 Fees, market abuse safe harbours and sanctions

As Published: 2005

DTR 1.5 Fees, market abuse safe harbours and sanctions

COB 2.4 Chinese walls

As Published: 2001

COB 2.4 Chinese walls

DTR 2.5 Delaying disclosure of inside information

As Published: 2005

DTR 2.5 Delaying disclosure of inside information

CASS 5.6 Client money distribution

As Published: 2004

CASS 5.6 Client money distribution

PERG 8.27 Advice to be given to persons in their capacity as investors (on the merits of their investing as principal or agent)

As Published: 2005

PERG 8.27 Advice to be given to persons in their capacity as investors (on the merits of their investing as principal or agent)

REC 2.9 Transaction recording

As Published: 2004

REC 2.9 Transaction recording

DISP 4.2 The standard terms

As Published: 2005

DISP 4.2 The standard terms

ICOB 3.2 Application: who?

As Published: 2005

ICOB 3.2 Application: who?

LR 18.3 Listing applications

As Published: 2005

LR 18.3 Listing applications

LR 18.2 Requirements for listing

As Published: 2005

LR 18.2 Requirements for listing

LR 9.6 Notifications

As Published: 2005

LR 9.6 Notifications

FEES 2.2 Late Payments and Recovery of Unpaid Fees

As Published: 2006

FEES 2.2 Late Payments and Recovery of Unpaid Fees

SUP 4.2 Purpose

As Published: 2001

SUP 4.2 Purpose

PERG 5.14 Exemptions

As Published: 2005

PERG 5.14 Exemptions

LR 9.5 Transactions

As Published: 2005

LR 9.5 Transactions

PERG 8.35 Authorisation and exemption

As Published: 2005

PERG 8.35 Authorisation and exemption

LR 3.2 Application for admission to listing

As Published: 2005

LR 3.2 Application for admission to listing

REC 2.17 Recognition requirements relating to the default rules of UK recognised bodies

As Published: 2004

REC 2.17 Recognition requirements relating to the default rules of UK recognised bodies

SUP App 3.2 Purpose

As Published: 2004

SUP App 3.2 Purpose

LR 10.1 Preliminary

As Published: 2005

LR 10.1 Preliminary