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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

COLL 9.3 Section 270 and 272 recognised schemes

As Published: 2004

COLL 9.3 Section 270 and 272 recognised schemes

PR 5.3 Certificate of approval

As Published: 2005

PR 5.3 Certificate of approval

LR 10.7 Transactions by specialist companies

As Published: 2005

LR 10.7 Transactions by specialist companies

CASS 5.8 Safe keeping of client's documents and other assets

As Published: 2005

CASS 5.8 Safe keeping of client's documents and other assets

LR 8.2 When a sponsor must be appointed or its assistance obtained

As Published: 2005

LR 8.2 When a sponsor must be appointed or its assistance obtained

PRIN 3.3 Where?

As Published: 2002

PRIN 3.3 Where?

ICOB 3.1 Application: general

As Published: 2005

ICOB 3.1 Application: general

ICOB 8.3 Disclosure requirements

As Published: 2004

ICOB 8.3 Disclosure requirements

ICOB 2.1 Application: who?

As Published: 2005

ICOB 2.1 Application: who?

PERG 8.2 Introduction

As Published: 2005

PERG 8.2 Introduction

PERG 2.2 Introduction

As Published: 2005

PERG 2.2 Introduction

MAR 1.3 Market abuse (insider dealing)

As Published: 2001

MAR 1.3 Market abuse (insider dealing)

FEES 5.4 Information requirement

As Published: 2006

FEES 5.4 Information requirement

COB 9.2 These provisions have been moved to the Client Assets sourcebook (CASS)

As Published: 2003

COB 9.2 These provisions have been moved to the Client Assets sourcebook (CASS)

REC 6.6 Supervision

As Published: 2001

REC 6.6 Supervision

ICOB 4.2 Status disclosure

As Published: 2004

ICOB 4.2 Status disclosure

CASS 5.1 Application

As Published: 2004

CASS 5.1 Application

PERG 5.8 The regulated activities: advising on contracts of insurance

As Published: 2005

PERG 5.8 The regulated activities: advising on contracts of insurance

LR 2.2 Requirements for all securities

As Published: 2005

LR 2.2 Requirements for all securities

SUP 12.8 Termination of a relationship with an appointed representative

As Published: 2004

SUP 12.8 Termination of a relationship with an appointed representative