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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

PERG 2.10 Persons carrying on regulated activities who do not need authorisation

As Published: 2005

PERG 2.10 Persons carrying on regulated activities who do not need authorisation

FEES 4.3 Periodic fee payable by firms (other than ICVCs and UCITS qualifiers)

As Published: 2006

FEES 4.3 Periodic fee payable by firms (other than ICVCs and UCITS qualifiers)

PRIN 1.2 Clients and the Principles

As Published: 2004

PRIN 1.2 Clients and the Principles

SUP 4.5 Provisions applicable to all actuaries

As Published: 2004

SUP 4.5 Provisions applicable to all actuaries

SUP 7.1 Application and purpose

As Published: 2001

SUP 7.1 Application and purpose

SUP 11.3 Requirements on controllers or proposed controllers under the Act

As Published: 2001

SUP 11.3 Requirements on controllers or proposed controllers under the Act

COLL 9.4 Facilities in the United Kingdom

As Published: 2004

COLL 9.4 Facilities in the United Kingdom

REC 3.15 Suspension of services and inability to operate facilities

As Published: 2001

REC 3.15 Suspension of services and inability to operate facilities

PERG 4.10 Exclusions applying to more than one regulated activity

As Published: 2005

PERG 4.10 Exclusions applying to more than one regulated activity

LR 9.6 Notifications

As Published: 2005

LR 9.6 Notifications

APER 4.7 Statement of Principle 7

As Published: 2006

APER 4.7 Statement of Principle 7

REC 4.1 Application and purpose

As Published: 2001

REC 4.1 Application and purpose

LR 3.4 Debt and other securities

As Published: 2005

LR 3.4 Debt and other securities

REC 2.4 Suitability

As Published: 2004

REC 2.4 Suitability

MCOB 6.4 Content of the offer document

As Published: 2004

MCOB 6.4 Content of the offer document

SUP 16.11 Product Sales Data Reporting

As Published: 2004

SUP 16.11 Product Sales Data Reporting

REC 3.6 Constitution and governance

As Published: 2001

REC 3.6 Constitution and governance

PERG 8.18 Financial promotions concerning the Lloyd’s market

As Published: 2005

PERG 8.18 Financial promotions concerning the Lloyd’s market

GEN 1.3 Emergency

As Published: 2003

GEN 1.3 Emergency

APER 4.6 Statement of Principle 6

As Published: 2001

APER 4.6 Statement of Principle 6