Search Result

161 - 180 of 693 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

COLL 4.3 Approvals and notifications

As Published: 2004

COLL 4.3 Approvals and notifications

PERG 4.5 Arranging regulated mortgage contracts

As Published: 2005

PERG 4.5 Arranging regulated mortgage contracts

ICOB 8.1 Application and purpose

As Published: 2005

ICOB 8.1 Application and purpose

LR 8.7 Supervision of sponsors

As Published: 2005

LR 8.7 Supervision of sponsors

SUP 16.1 Application

As Published: 2001

SUP 16.1 Application

LR 8.3 Role of a sponsor: general

As Published: 2005

LR 8.3 Role of a sponsor: general

SUP 8.3 Applying for a waiver

As Published: 2002

SUP 8.3 Applying for a waiver

CASS 5.2 Holding money as agent of insurance undertaking

As Published: 2004

CASS 5.2 Holding money as agent of insurance undertaking

SUP 11.3 Requirements on controllers or proposed controllers under the Act

As Published: 2001

SUP 11.3 Requirements on controllers or proposed controllers under the Act

PERG 8.3 Financial promotion

As Published: 2005

PERG 8.3 Financial promotion

SUP 13.2 Introduction

As Published: 2001

SUP 13.2 Introduction

PERG 8.2 Introduction

As Published: 2005

PERG 8.2 Introduction

PR 5.6 Miscellaneous

As Published: 2005

PR 5.6 Miscellaneous

COB 7.2 Churning and switching

As Published: 2001

COB 7.2 Churning and switching

PR App 1.1

As Published: 2005

PR App 1.1

SUP 5.3 Policy on the use of skilled persons

As Published: 2005

SUP 5.3 Policy on the use of skilled persons

PERG 8.6 Communicate

As Published: 2005

PERG 8.6 Communicate

PERG 6.3 Background

As Published: 2005

PERG 6.3 Background

MAR 5.3 Notification of establishment of an ATS

As Published: 2004

MAR 5.3 Notification of establishment of an ATS

PR 2.5 Omission of information

As Published: 2005

PR 2.5 Omission of information