Search Result

141 - 160 of 667 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

SUP App 3.6 Freedom to provide services

As Published: 2004

SUP App 3.6 Freedom to provide services

SUP 11.4 Requirements on firms

As Published: 2004

SUP 11.4 Requirements on firms

PERG 5.14 Exemptions

As Published: 2005

PERG 5.14 Exemptions

SUP 13A.5 EEA firms providing cross border services into the United Kingdom

As Published: 2006

SUP 13A.5 EEA firms providing cross border services into the United Kingdom

FEES 1.1 Application and Purpose

As Published: 2005

FEES 1.1 Application and Purpose

SUP 15.4 Notified persons

As Published: 2001

SUP 15.4 Notified persons

SUP 16.11 Product Sales Data Reporting

As Published: 2004

SUP 16.11 Product Sales Data Reporting

PERG 8.20 Additional restriction on the promotion of collective investment schemes

As Published: 2005

PERG 8.20 Additional restriction on the promotion of collective investment schemes

LR 17.3 Requirements with continuing application

As Published: 2005

LR 17.3 Requirements with continuing application

COLL 8.4 Investment and borrowing powers

As Published: 2004

COLL 8.4 Investment and borrowing powers

REC 4.5 FSA supervision of action by UK recognised bodies under their default rules

As Published: 2001

REC 4.5 FSA supervision of action by UK recognised bodies under their default rules

SUP App 3.10 Mapping of Insurance Directives to the Regulated Activities Order

As Published: 2004

SUP App 3.10 Mapping of Insurance Directives to the Regulated Activities Order

CASS 3.2 Requirements

As Published: 2003

CASS 3.2 Requirements

SUP 5.1 Application and purpose

As Published: 2001

SUP 5.1 Application and purpose

MAR 4.3 Further Support of the Takeover Panel's Functions

As Published: 2001

MAR 4.3 Further Support of the Takeover Panel's Functions

COLL 5.4 Stock lending

As Published: 2004

COLL 5.4 Stock lending

PERG 7.7 Post-certification issues

As Published: 2005

PERG 7.7 Post-certification issues

ICOB 6.1 Application and purpose

As Published: 2004

ICOB 6.1 Application and purpose

LR 14.3 Continuing obligations

As Published: 2005

LR 14.3 Continuing obligations

REC 2.2 Method of satisfying the recognition requirements

As Published: 2004

REC 2.2 Method of satisfying the recognition requirements