Search Result

141 - 160 of 676 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

REC 6.2 Applications

As Published: 2001

REC 6.2 Applications

REC 4.7 The section 297 power to revoke recognition

As Published: 2001

REC 4.7 The section 297 power to revoke recognition

FEES 4.3 Periodic fee payable by firms (other than ICVCs and UCITS qualifiers)

As Published: 2006

FEES 4.3 Periodic fee payable by firms (other than ICVCs and UCITS qualifiers)

REC 4.8 The section 298 procedure

As Published: 2001

REC 4.8 The section 298 procedure

COLL 6.5 Appointment and replacement of the authorised fund manager and the depositary

As Published: 2004

COLL 6.5 Appointment and replacement of the authorised fund manager and the depositary

LR 1.2 Modifying rules and consulting the FSA

As Published: 2005

LR 1.2 Modifying rules and consulting the FSA

MAR 5.3 Notification of establishment of an ATS

As Published: 2004

MAR 5.3 Notification of establishment of an ATS

PERG 8.28 Advice or information

As Published: 2005

PERG 8.28 Advice or information

SUP 13A.4 EEA firms establishing a branch in the United Kingdom

As Published: 2006

SUP 13A.4 EEA firms establishing a branch in the United Kingdom

COLL 7.3 Winding up a solvent ICVC and terminating a sub-fund of an ICVC

As Published: 2004

COLL 7.3 Winding up a solvent ICVC and terminating a sub-fund of an ICVC

REC 3.6 Constitution and governance

As Published: 2001

REC 3.6 Constitution and governance

SUP 8.1 Application and purpose

As Published: 2003

SUP 8.1 Application and purpose

SUP 15.2 Purpose

As Published: 2005

SUP 15.2 Purpose

REC 3.2 Form and method of notification

As Published: 2001

REC 3.2 Form and method of notification

REC 2.8 Settlement and clearing services

As Published: 2004

REC 2.8 Settlement and clearing services

SUP 5.5 Duties of firms

As Published: 2001

SUP 5.5 Duties of firms

LR 17.4 Disclosures

As Published: 2005

LR 17.4 Disclosures

REC 2.14 Rules and consultation

As Published: 2004

REC 2.14 Rules and consultation

REC 4.2 The supervisory relationship with UK recognised bodies

As Published: 2001

REC 4.2 The supervisory relationship with UK recognised bodies

REC 3.8 Financial and other information

As Published: 2001

REC 3.8 Financial and other information